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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$204M
AUM Growth
-$4.87M
Cap. Flow
-$11.8M
Cap. Flow %
-5.76%
Top 10 Hldgs %
48.32%
Holding
130
New
2
Increased
37
Reduced
70
Closed
9

Top Buys

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$755K
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$741K
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$678K
4
MRK icon
Merck
MRK
+$204K
5
SH icon
ProShares Short S&P500
SH
+$189K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.89M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.05M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$896K
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$892K

Sector Composition

Rank Sector Weight
1 Financials 6.64%
2 Technology 4.51%
3 Healthcare 3.92%
4 Consumer Discretionary 3.46%
5 Industrials 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
126
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
– –
-4,025
Closed -$338K
OMC icon
127
Omnicom Group
OMC
$22.8B
– –
-3,903
Closed -$324K
VNQ icon
128
Vanguard Real Estate ETF
VNQ
$40.1B
– –
-2,455
Closed -$204K
BSJH
129
DELISTED
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
– –
-25,588
Closed -$658K
BSCH
130
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
– –
-25,517
Closed -$577K
2 3 4 5
6

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NWP
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SAM
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LFG
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SCM
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RIM
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Confluence Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Wealth Management held 130 positions worth $204M, down 2.3% from $209M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Confluence Wealth Management withdrew a net $11.8M in Q3 2017, closing 9 positions and reducing 70 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $658K position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.4% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Confluence Wealth Management opened a new position in Vanguard FTSE Europe ETF worth $697K.

  • Confluence Wealth Management's largest Q3 2017 buy was Vanguard FTSE Europe ETF: 11,949 shares worth $697K.
  • Confluence Wealth Management added most to Schwab Emerging Markets Equity ETF in Q3 2017, an estimated $755K increase.
  • Confluence Wealth Management's biggest Q3 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.89M.
  • Confluence Wealth Management fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q3 2017, selling an estimated $658K.
  • Confluence Wealth Management's ten largest holdings make up 48% of its $204M portfolio in Q3 2017.
  • Confluence Wealth Management opened 2 new positions and closed 9 in Q3 2017.
  • Confluence Wealth Management's portfolio value fell 2.3% quarter-over-quarter to $204M.

Based on Confluence Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.