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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$148M
AUM Growth
-$27.8M
Cap. Flow
-$26.1M
Cap. Flow %
-17.63%
Top 10 Hldgs %
48.56%
Holding
133
New
2
Increased
19
Reduced
57
Closed
52

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$554K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$503K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$499K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$326K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.63M
2
RVSB icon
Riverview Bancorp
RVSB
+$1.01M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$832K
4
XOM icon
ExxonMobil
XOM
+$816K
5
MRK icon
Merck
MRK
+$808K

Sector Composition

Rank Sector Weight
1 Industrials 8.27%
2 Technology 6.19%
3 Consumer Discretionary 6.13%
4 Healthcare 5.72%
5 Financials 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBCT
126
DELISTED
People's United Financial Inc
PBCT
– –
-15,517
Closed -$235K
APC
127
DELISTED
Anadarko Petroleum
APC
– –
-4,182
Closed -$458K
BSCI
128
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-9,815
Closed -$209K
SFG
129
DELISTED
STANCORP FINL GRP
SFG
– –
-4,250
Closed -$272K
ISH
130
DELISTED
INTL SHIPHOLDING CORP
ISH
– –
-11,000
Closed -$252K
BSCE
131
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-28,600
Closed -$604K
BSJE
132
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-9,920
Closed -$262K
FTR
133
DELISTED
Frontier Communications Corp.
FTR
– –
-1,697
Closed -$149K
2 3 4 5
6

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LFG
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Confluence Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Wealth Management held 133 positions worth $148M, down 16% from $175M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Confluence Wealth Management withdrew a net $26.1M in Q3 2014, closing 52 positions and reducing 57 holdings. Its most notable exit was iShares Short-Term National Muni Bond ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.3% of assets, up from 8.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Confluence Wealth Management opened a new position in Vanguard Total Stock Market ETF worth $1.64M.

  • Confluence Wealth Management's largest Q3 2014 buy was Vanguard Total Stock Market ETF: 16,241 shares worth $1.64M.
  • Confluence Wealth Management added most to iShares Core S&P 500 ETF in Q3 2014, an estimated $503K increase.
  • Confluence Wealth Management's biggest Q3 2014 reduction was Berkshire Hathaway Class B, cutting an estimated $832K.
  • Confluence Wealth Management fully exited iShares Short-Term National Muni Bond ETF in Q3 2014, selling an estimated $2.63M.
  • Confluence Wealth Management's ten largest holdings make up 49% of its $148M portfolio in Q3 2014.
  • Confluence Wealth Management opened 2 new positions and closed 52 in Q3 2014.
  • Confluence Wealth Management's portfolio value fell 16% quarter-over-quarter to $148M.

Based on Confluence Wealth Management's 13F filing for Q3 2014, filed 14 Nov 2014.