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CWM

Confluence Wealth Management Portfolio holdings

AUM $204M
1-Year Est. Return 12.23%
This Fund
S&P 500
This Quarter Est. Return
-0.81%
1 Year Est. Return
+12.23%
3 Year Est. Return
+31.86%
5 Year Est. Return
+64.15%
10 Year Est. Return
–
AUM
$148M
AUM Growth
-$27.8M
Cap. Flow
-$26.1M
Cap. Flow %
-17.63%
Top 10 Hldgs %
48.56%
Holding
133
New
2
Increased
19
Reduced
57
Closed
52

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M
2
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$554K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$503K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$499K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$326K

Top Sells

Rank Stock Value
1
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.63M
2
RVSB icon
Riverview Bancorp
RVSB
+$1.01M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$832K
4
XOM icon
ExxonMobil
XOM
+$816K
5
MRK icon
Merck
MRK
+$808K

Sector Composition

Rank Sector Weight
1 Industrials 8.27%
2 Technology 6.19%
3 Consumer Discretionary 6.13%
4 Healthcare 5.72%
5 Financials 5.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
101
Altria Group
MO
$122B
– –
-11,002
Closed -$461K
MRK icon
102
Merck
MRK
$324B
– –
-14,635
Closed -$808K
NAT icon
103
Nordic American Tanker
NAT
$1.37B
– –
-10,221
Closed -$95K
NSC icon
104
Norfolk Southern
NSC
$78.8B
– –
-3,480
Closed -$359K
NVS icon
105
Novartis
NVS
$295B
– –
-2,938
Closed -$238K
NWN icon
106
Northwest Natural Holdings
NWN
$2.17B
– –
-5,574
Closed -$263K
PFE icon
107
Pfizer
PFE
$140B
– –
-19,490
Closed -$549K
PM icon
108
Philip Morris
PM
$301B
– –
-3,176
Closed -$268K
PRFZ icon
109
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-12,075
Closed -$244K
RIO icon
110
Rio Tinto
RIO
$148B
– –
-5,723
Closed -$311K
RVSB icon
111
Riverview Bancorp
RVSB
$107M
– –
-260,170
Closed -$1.01M
SCHW
112
Charles Schwab
SCHW
$177B
– –
-10,962
Closed -$295K
SHM icon
113
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-5,019
Closed -$244K
SSL icon
114
Sasol
SSL
$7.58B
– –
-12,500
Closed -$739K
SUB icon
115
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
– –
-24,800
Closed -$2.63M
SWX icon
116
Southwest Gas
SWX
$6.74B
– –
-4,500
Closed -$238K
T icon
117
AT&T
T
$165B
– –
-20,914
Closed -$559K
TEVA icon
118
Teva Pharmaceuticals
TEVA
$35.9B
– –
-8,552
Closed -$448K
TRV icon
119
Travelers Companies
TRV
$80.8B
– –
-3,255
Closed -$306K
TTE icon
120
TotalEnergies
TTE
$193B
– –
-6,041
Closed -$436K
VEA icon
121
Vanguard FTSE Developed Markets ETF
VEA
$226B
– –
-14,937
Closed -$636K
VGK icon
122
Vanguard FTSE Europe ETF
VGK
$30B
– –
-5,000
Closed -$300K
WFC.PRL icon
123
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-540
Closed -$656K
WM icon
124
Waste Management
WM
$95.9B
– –
-8,333
Closed -$373K
WMT icon
125
Walmart Inc
WMT
$871B
– –
-14,406
Closed -$360K
2 3 4
5
6

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RA
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NWP
Northstar Wealth Partners West Hartford, Connecticut $215M AUM 12.82% 1-Year Est. Return
SAM
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LFG
LifePlan Financial Group Dayton, Ohio $232M AUM 8.43% 1-Year Est. Return
WR
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SCM
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RIM
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Confluence Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Wealth Management held 133 positions worth $148M, down 16% from $175M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Confluence Wealth Management withdrew a net $26.1M in Q3 2014, closing 52 positions and reducing 57 holdings. Its most notable exit was iShares Short-Term National Muni Bond ETF, an estimated $2.63M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.3% of assets, up from 8.2% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Confluence Wealth Management opened a new position in Vanguard Total Stock Market ETF worth $1.64M.

  • Confluence Wealth Management's largest Q3 2014 buy was Vanguard Total Stock Market ETF: 16,241 shares worth $1.64M.
  • Confluence Wealth Management added most to iShares Core S&P 500 ETF in Q3 2014, an estimated $503K increase.
  • Confluence Wealth Management's biggest Q3 2014 reduction was Berkshire Hathaway Class B, cutting an estimated $832K.
  • Confluence Wealth Management fully exited iShares Short-Term National Muni Bond ETF in Q3 2014, selling an estimated $2.63M.
  • Confluence Wealth Management's ten largest holdings make up 49% of its $148M portfolio in Q3 2014.
  • Confluence Wealth Management opened 2 new positions and closed 52 in Q3 2014.
  • Confluence Wealth Management's portfolio value fell 16% quarter-over-quarter to $148M.

Based on Confluence Wealth Management's 13F filing for Q3 2014, filed 14 Nov 2014.