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CWM

Concert Wealth Management Portfolio holdings

AUM $24.7M
1-Year Est. Return 14.91%
This Fund
S&P 500
This Quarter Est. Return
+4.07%
1 Year Est. Return
+14.91%
3 Year Est. Return
+28.52%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$705M
AUM Growth
+$37.1M
Cap. Flow
+$22.3M
Cap. Flow %
3.15%
Top 10 Hldgs %
48.98%
Holding
556
New
66
Increased
201
Reduced
210
Closed
31

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.48M
2
GURU icon
Global X Guru Index ETF
GURU
+$1.85M
3
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$1.8M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$1.73M
5
DWAS icon
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
+$1.35M

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$7.27M
2
SIVB
SVB Financial Group
SIVB
+$959K
3
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
+$837K
4
NWSA
NEWS CORPORATION CL-A
NWSA
+$755K
5
CVX icon
Chevron
CVX
+$711K

Sector Composition

Rank Sector Weight
1 Industrials 33.41%
2 Consumer Discretionary 15.39%
3 Technology 5.49%
4 Energy 4.09%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
226
Ellsworth Growth & Income Fund
ECF
$169M
$579K 0.08%
73,174
-2,105
-3% -$16.4K
SWN
227
DELISTED
Southwestern Energy Company
SWN
$575K 0.08%
15,709
-158
-1% -$6K
UTF icon
228
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$567K 0.08%
28,717
+446
+2% +$8.6K
WELL icon
229
Welltower
WELL
$168B
$567K 0.08%
+9,089
New +$578K
DES icon
230
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$566K 0.08%
27,069
+525
+2% +$10.8K
MPC icon
231
Marathon Petroleum
MPC
$89.6B
$564K 0.08%
17,552
+536
+3% +$18.9K
VGK icon
232
Vanguard FTSE Europe ETF
VGK
$30.8B
$564K 0.08%
+10,444
New +$546K
HYG icon
233
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$563K 0.08%
6,138
+232
+4% +$21.3K
ADP icon
234
Automatic Data Processing
ADP
$107B
$559K 0.08%
8,860
+428
+5% +$27.2K
IJT icon
235
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$559K 0.08%
10,216
-1,008
-9% -$52.6K
ARCC icon
236
Ares Capital
ARCC
$13.8B
$551K 0.08%
31,930
+4,000
+14% +$70K
SPLV icon
237
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$548K 0.08%
17,624
+237
+1% +$7.5K
DE icon
238
Deere & Co
DE
$163B
$540K 0.08%
6,665
-2,071
-24% -$172K
LOW icon
239
Lowe's Companies
LOW
$119B
$540K 0.08%
11,288
+734
+7% +$33.3K
NPM
240
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$540K 0.08%
41,381
+550
+1% +$6.97K
FXD icon
241
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$535K 0.08%
17,951
-179
-1% -$5.15K
VIS icon
242
Vanguard Industrials ETF
VIS
$8.27B
$535K 0.08%
6,013
+2,540
+73% +$220K
VPU
243
Vanguard Utilities ETF
VPU
$8.48B
$533K 0.08%
6,516
-2,263
-26% -$188K
AMJ
244
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$528K 0.07%
11,821
+1,453
+14% +$66.8K
FXH icon
245
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$526K 0.07%
12,243
+123
+1% +$5.19K
GAP
246
The Gap Inc
GAP
$7.38B
$522K 0.07%
13,016
+7,101
+120% +$306K
XPH icon
247
State Street SPDR S&P Pharmaceuticals ETF
XPH
$491M
$515K 0.07%
13,416
+6,334
+89% +$240K
VO icon
248
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$512K 0.07%
20,064
+6,400
+47% +$161K
GDV icon
249
Gabelli Dividend & Income Trust
GDV
$2.62B
$504K 0.07%
26,539
-826
-3% -$15.6K
WWD icon
250
Woodward
WWD
$21.5B
$504K 0.07%
12,352
– –
8 9
10
11 12

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TAM
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ACM
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S
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ASB
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CPV
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A
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TSP
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Concert Wealth Management's Q3 2013 Portfolio in Review

As of Q3 2013, Concert Wealth Management held 556 positions worth $705M, up 5.5% from $668M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Concert Wealth Management deployed $22.3M of net new capital in Q3 2013, opening 66 new positions and adding to 201 existing holdings. Its largest new stake was Global X Guru Index ETF: 83,704 shares worth $1.9M.

By sector, the portfolio is most concentrated in Industrials at 33% of assets, down from 35% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was United Parcel Service, an estimated $7.27M trimmed.

  • Concert Wealth Management's largest Q3 2013 buy was Global X Guru Index ETF: 83,704 shares worth $1.9M.
  • Concert Wealth Management added most to PIMCO Active Bond Exchange-Traded Fund in Q3 2013, an estimated $2.48M increase.
  • Concert Wealth Management's biggest Q3 2013 reduction was United Parcel Service, cutting an estimated $7.27M.
  • Concert Wealth Management fully exited SVB Financial Group in Q3 2013, selling an estimated $959K.
  • Concert Wealth Management's ten largest holdings make up 49% of its $705M portfolio in Q3 2013.
  • Concert Wealth Management opened 66 new positions and closed 31 in Q3 2013.
  • Concert Wealth Management's portfolio value rose 5.5% quarter-over-quarter to $705M.

Based on Concert Wealth Management's 13F filing for Q3 2013, filed 12 Nov 2013.