Concert Wealth Management’s WisdomTree U.S. ESG Fund RESP Stock Holding History

Concert Wealth Management’s Portfolio RESP Stock Details RESP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,203	Closed	-$206K	–	154
2017 Q2	$206K	Sell	7,203 -5,499	-43%	-$155K	0.2%	140
2017 Q1	$338K	Hold	12,702	–	–	0.08%	329
2016 Q4	$338K	Buy	12,702 +2,733	+27%	+$70K	0.08%	327
2016 Q3	$244K	Sell	9,969 -3,468	-26%	-$86K	0.03%	565
2016 Q2	$317K	Hold	13,437	–	–	0.04%	445
2016 Q1	$320K	Buy	13,437 +444	+3%	+$9.98K	0.04%	438
2015 Q4	$309K	Sell	12,993 -3	-0%	-$72	0.04%	466
2015 Q3	$294K	Sell	12,996 -300	-2%	-$7.16K	0.04%	489
2015 Q2	$322K	Buy	+13,296	New	+$333K	0.04%	469
2015 Q1	–	Sell	-12,792	Closed	-$313K	–	642
2014 Q4	$313K	Buy	12,792 +1,218	+11%	+$29.3K	0.05%	447
2014 Q3	$272K	Sell	11,574 -75	-0.6%	-$1.78K	0.04%	409
2014 Q2	$266K	Hold	11,649	–	–	0.03%	443
2014 Q1	$261K	Sell	11,649 -570	-5%	-$12.6K	0.03%	446
2013 Q4	$274K	Sell	12,219 -75	-0.6%	-$1.6K	0.04%	407
2013 Q3	$247K	Sell	12,294 -180	-1%	-$3.63K	0.04%	422
2013 Q2	$244K	Buy	+12,474	New	+$240K	0.04%	394

Other funds holding RESP

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

IAA

Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CCA

Clearwater Capital Advisors Hoffman Estates, Illinois $1.24B AUM 15.23% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Concert Wealth Management's RESP Position: Q3 2017 in Review

Concert Wealth Management sold out of WisdomTree U.S. ESG Fund (RESP) in Q3 2017, closing a stake of 7,203 shares — an estimated $206K sold.

Concert Wealth Management first reported a position in RESP in Q2 2013 and held it in 16 quarters. The position peaked at $338K in Q1 2017. 23 funds tracked by Wall St. Rank hold RESP as of Q3 2017.

Concert Wealth Management reported no remaining WisdomTree U.S. ESG Fund position as of Q3 2017 after selling out during the quarter.
Concert Wealth Management sold 7,203 WisdomTree U.S. ESG Fund shares in Q3 2017, an estimated $206K.
Concert Wealth Management first reported a position in WisdomTree U.S. ESG Fund in Q2 2013 and held it in 16 quarters.
Concert Wealth Management's WisdomTree U.S. ESG Fund position peaked at $338K in Q1 2017.
23 funds tracked by Wall St. Rank held WisdomTree U.S. ESG Fund as of Q3 2017.

Based on Concert Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.