Concert Wealth Management’s State Street SPDR S&P Regional Banking ETF KRE Stock Holding History

Concert Wealth Management’s Portfolio KRE Stock Details KRE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-2,043	Closed	-$85K	–	750
2016 Q3	$85K	Buy	+2,043	New	+$83.7K	0.01%	761
2016 Q1	–	Sell	-44,620	Closed	-$1.87M	–	697
2015 Q4	$1.87M	Buy	44,620 +20,735	+87%	+$897K	0.25%	97
2015 Q3	$985K	Buy	23,885 +4,578	+24%	+$194K	0.13%	197
2015 Q2	$853K	Buy	+19,307	New	+$820K	0.11%	235
2014 Q1	–	Sell	-6,376	Closed	-$259K	–	575
2013 Q4	$259K	Sell	6,376 -396	-6%	-$15.2K	0.03%	422
2013 Q3	$239K	Buy	+6,772	New	+$245K	0.03%	434

Other funds holding KRE

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

DCM

Discovery Capital Management South Norwalk, Connecticut $1.92B AUM 218.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Concert Wealth Management's KRE Position: Q4 2016 in Review

Concert Wealth Management sold out of State Street SPDR S&P Regional Banking ETF (KRE) in Q4 2016, closing a stake of 2,043 shares — an estimated $85K sold.

Concert Wealth Management first reported a position in KRE in Q3 2013 and held it in 6 quarters. The position peaked at $1.87M in Q4 2015. 318 funds tracked by Wall St. Rank hold KRE as of Q4 2016.

Concert Wealth Management reported no remaining State Street SPDR S&P Regional Banking ETF position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 2,043 State Street SPDR S&P Regional Banking ETF shares in Q4 2016, an estimated $85K.
Concert Wealth Management first reported a position in State Street SPDR S&P Regional Banking ETF in Q3 2013 and held it in 6 quarters.
Concert Wealth Management's State Street SPDR S&P Regional Banking ETF position peaked at $1.87M in Q4 2015.
318 funds tracked by Wall St. Rank held State Street SPDR S&P Regional Banking ETF as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.