Concert Wealth Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Concert Wealth Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-11,584	Closed	-$233K	–	66
2017 Q2	$233K	Sell	11,584 -556	-5%	-$11K	0.23%	128
2017 Q1	$230K	Buy	+12,140	New	+$235K	0.05%	419
2016 Q4	–	Sell	-23,224	Closed	-$455K	–	629
2016 Q3	$455K	Buy	+23,224	New	+$453K	0.06%	394

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

MMA

Miracle Mile Advisors Los Angeles, California $8.53B AUM 21.43% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Concert Wealth Management's FPE Position: Q3 2017 in Review

Concert Wealth Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q3 2017, closing a stake of 11,584 shares — an estimated $233K sold.

Concert Wealth Management first reported a position in FPE in Q3 2016 and held it in 3 quarters. The position peaked at $455K in Q3 2016. 137 funds tracked by Wall St. Rank hold FPE as of Q3 2017.

Concert Wealth Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q3 2017 after selling out during the quarter.
Concert Wealth Management sold 11,584 First Trust Preferred Securities and Income ETF shares in Q3 2017, an estimated $233K.
Concert Wealth Management first reported a position in First Trust Preferred Securities and Income ETF in Q3 2016 and held it in 3 quarters.
Concert Wealth Management's First Trust Preferred Securities and Income ETF position peaked at $455K in Q3 2016.
137 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q3 2017.

Based on Concert Wealth Management's 13F filing for Q3 2017, filed 14 Nov 2017.