Concert Wealth Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Concert Wealth Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,061	Closed	-$117K	–	706
2015 Q2	$117K	Sell	10,061 -660	-6%	-$7.9K	0.02%	666
2015 Q1	$70K	Buy	+10,721	New	+$132K	0.02%	435
2013 Q3	–	Sell	-15,915	Closed	-$217K	–	529
2013 Q2	$217K	Buy	+15,915	New	+$259K	0.03%	430

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5M AUM 5.91% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $58.9B AUM 51.73% 1-Year Est. Return

Capstone Investment Advisors New York $54B AUM 23.5% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $62.7B AUM 37.65% 1-Year Est. Return

Neuberger Berman Group New York $150B AUM 40.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Concert Wealth Management's CEF Position: Q3 2015 in Review

Concert Wealth Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2015, closing a stake of 10,061 shares — an estimated $117K sold.

Concert Wealth Management first reported a position in CEF in Q2 2013 and held it in 3 quarters. The position peaked at $217K in Q2 2013. 178 funds tracked by Wall St. Rank hold CEF as of Q3 2015.

Concert Wealth Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2015 after selling out during the quarter.
Concert Wealth Management sold 10,061 Sprott Physical Gold and Silver Trust shares in Q3 2015, an estimated $117K.
Concert Wealth Management first reported a position in Sprott Physical Gold and Silver Trust in Q2 2013 and held it in 3 quarters.
Concert Wealth Management's Sprott Physical Gold and Silver Trust position peaked at $217K in Q2 2013.
178 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2015.

Based on Concert Wealth Management's 13F filing for Q3 2015, filed 2 Nov 2015.