Compagnie Lombard Odier SCmA’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Compagnie Lombard Odier SCmA’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-2,675	Closed	-$67K	–	849
2015 Q2	$67K	Hold	2,675	–	–	﹤0.01%	610
2015 Q1	$69K	Buy	+2,675	New	+$69K	﹤0.01%	734

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Compagnie Lombard Odier SCmA's HSBC.PRA Position: Q3 2015 in Review

Compagnie Lombard Odier SCmA sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q3 2015, closing a stake of 2,675 shares — an estimated $67K sold.

Compagnie Lombard Odier SCmA first reported a position in HSBC.PRA in Q1 2015 and held it in 2 quarters. The position peaked at $69K in Q1 2015. 91 funds tracked by Wall St. Rank hold HSBC.PRA as of Q3 2015.

Compagnie Lombard Odier SCmA reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q3 2015 after selling out during the quarter.
Compagnie Lombard Odier SCmA sold 2,675 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q3 2015, an estimated $67K.
Compagnie Lombard Odier SCmA first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q1 2015 and held it in 2 quarters.
Compagnie Lombard Odier SCmA's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $69K in Q1 2015.
91 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q3 2015.

Based on Compagnie Lombard Odier SCmA's 13F filing for Q3 2015, filed 13 Nov 2015.