Clinton Group’s Axos Financial AX Stock Holding History

Clinton Group’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-11,839	Closed	-$265K	–	805
2016 Q3	$265K	Buy	+11,839	New	+$230K	0.01%	792

Other funds holding AX

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Clinton Group's AX Position: Q4 2016 in Review

Clinton Group sold out of Axos Financial (AX) in Q4 2016, closing a stake of 11,839 shares — an estimated $265K sold.

Clinton Group first reported a position in AX in Q3 2016 and held it in 1 quarter. The position peaked at $265K in Q3 2016. 229 funds tracked by Wall St. Rank hold AX as of Q4 2016.

Clinton Group reported no remaining Axos Financial position as of Q4 2016 after selling out during the quarter.
Clinton Group sold 11,839 Axos Financial shares in Q4 2016, an estimated $265K.
Clinton Group first reported a position in Axos Financial in Q3 2016 and held it in 1 quarter.
Clinton Group's Axos Financial position peaked at $265K in Q3 2016.
229 funds tracked by Wall St. Rank held Axos Financial as of Q4 2016.

Based on Clinton Group's 13F filing for Q4 2016, filed 14 Feb 2017.