Clinton Group’s American Water Works AWK Stock Holding History

Clinton Group’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-144,671	Closed	-$10.5M	–	912
2016 Q4	$10.5M	Buy	144,671 +122,239	+545%	+$8.85M	0.61%	24
2016 Q3	$1.68M	Buy	+22,432	New	+$1.75M	0.08%	327
2015 Q4	–	Sell	-5,670	Closed	-$312K	–	752
2015 Q3	$312K	Sell	5,670 -58,664	-91%	-$3.07M	0.03%	545
2015 Q2	$3.13M	Buy	+64,334	New	+$3.39M	0.44%	49
2014 Q4	–	Sell	-6,571	Closed	-$317K	–	467
2014 Q3	$317K	Buy	+6,571	New	+$321K	0.13%	258
2014 Q2	–	Sell	-7,582	Closed	-$344K	–	318
2014 Q1	$344K	Buy	7,582 +1,556	+26%	+$67.3K	0.13%	240
2013 Q4	$255K	Buy	+6,026	New	+$252K	0.08%	255
2013 Q3	–	Sell	-5,660	Closed	-$233K	–	325
2013 Q2	$233K	Buy	+5,660	New	+$234K	0.08%	242

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Clinton Group's AWK Position: Q1 2017 in Review

Clinton Group sold out of American Water Works (AWK) in Q1 2017, closing a stake of 144,671 shares — an estimated $10.5M sold.

Clinton Group first reported a position in AWK in Q2 2013 and held it in 8 quarters. The position peaked at $10.5M in Q4 2016. 632 funds tracked by Wall St. Rank hold AWK as of Q1 2017.

Clinton Group reported no remaining American Water Works position as of Q1 2017 after selling out during the quarter.
Clinton Group sold 144,671 American Water Works shares in Q1 2017, an estimated $10.5M.
Clinton Group first reported a position in American Water Works in Q2 2013 and held it in 8 quarters.
Clinton Group's American Water Works position peaked at $10.5M in Q4 2016.
632 funds tracked by Wall St. Rank held American Water Works as of Q1 2017.

Based on Clinton Group's 13F filing for Q1 2017, filed 10 May 2017.