Cliff Asness’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

Cliff Asness’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-83,638	Closed	-$1.17M	–	2451
2014 Q4	$1.17M	Buy	83,638 +3,369	+4%	+$46.7K	﹤0.01%	1575
2014 Q3	$1.1M	Sell	80,269 -95,804	-54%	-$1.33M	﹤0.01%	1569
2014 Q2	$2.42M	Sell	176,073 -10,815	-6%	-$148K	0.01%	1195
2014 Q1	$2.48M	Hold	186,888	–	–	0.01%	1177
2013 Q4	$2.29M	Buy	186,888 +52,850	+39%	+$649K	0.01%	1270
2013 Q3	$1.69M	Buy	+134,038	New	+$1.68M	0.01%	1390

Other funds holding NQU

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cliff Asness's NQU Position: Q1 2015 in Review

Cliff Asness sold out of NUVEEN QUALITY INCOME MUNI FD (NQU) in Q1 2015, closing a stake of 83,638 shares — an estimated $1.17M sold.

Cliff Asness first reported a position in NQU in Q3 2013 and held it in 6 quarters. The position peaked at $2.48M in Q1 2014. 86 funds tracked by Wall St. Rank hold NQU as of Q1 2015.

Cliff Asness reported no remaining NUVEEN QUALITY INCOME MUNI FD position as of Q1 2015 after selling out during the quarter.
Cliff Asness sold 83,638 NUVEEN QUALITY INCOME MUNI FD shares in Q1 2015, an estimated $1.17M.
Cliff Asness first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q3 2013 and held it in 6 quarters.
Cliff Asness's NUVEEN QUALITY INCOME MUNI FD position peaked at $2.48M in Q1 2014.
86 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q1 2015.

Based on AQR Capital Management's 13F filing for Q1 2015, filed 15 May 2015.