Cliff Asness’s Nuveen Taxable Municipal Income Fund NBB Stock Holding History

Cliff Asness’s Portfolio NBB Stock Details NBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-64,245	Closed	-$1.36M	–	2258
2014 Q4	$1.36M	Buy	64,245 +3,113	+5%	+$64.3K	﹤0.01%	1505
2014 Q3	$1.25M	Buy	61,132 +2,915	+5%	+$59.5K	﹤0.01%	1507
2014 Q2	$1.19M	Sell	58,217 -5,776	-9%	-$116K	﹤0.01%	1567
2014 Q1	$1.26M	Sell	63,993 -674	-1%	-$12.9K	﹤0.01%	1576
2013 Q4	$1.19M	Buy	64,667 +26,381	+69%	+$479K	﹤0.01%	1644
2013 Q3	$692K	Buy	+38,286	New	+$706K	﹤0.01%	1833

Other funds holding NBB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.34B AUM 16.05% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.78B AUM 23.76% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

Cliff Asness's NBB Position: Q1 2015 in Review

Cliff Asness sold out of Nuveen Taxable Municipal Income Fund (NBB) in Q1 2015, closing a stake of 64,245 shares — an estimated $1.36M sold.

Cliff Asness first reported a position in NBB in Q3 2013 and held it in 6 quarters. The position peaked at $1.36M in Q4 2014. 40 funds tracked by Wall St. Rank hold NBB as of Q1 2015.

Cliff Asness reported no remaining Nuveen Taxable Municipal Income Fund position as of Q1 2015 after selling out during the quarter.
Cliff Asness sold 64,245 Nuveen Taxable Municipal Income Fund shares in Q1 2015, an estimated $1.36M.
Cliff Asness first reported a position in Nuveen Taxable Municipal Income Fund in Q3 2013 and held it in 6 quarters.
Cliff Asness's Nuveen Taxable Municipal Income Fund position peaked at $1.36M in Q4 2014.
40 funds tracked by Wall St. Rank held Nuveen Taxable Municipal Income Fund as of Q1 2015.

Based on AQR Capital Management's 13F filing for Q1 2015, filed 15 May 2015.