ClearBridge Investments’s United-Guardian UG Stock Holding History

ClearBridge Investments’s Portfolio UG Stock Details UG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-2,000	Closed	-$30K	–	978
2020 Q2	$30K	Hold	2,000	–	–	﹤0.01%	819
2020 Q1	$29K	Hold	2,000	–	–	﹤0.01%	825
2019 Q4	$41K	Hold	2,000	–	–	﹤0.01%	856
2019 Q3	$38K	Hold	2,000	–	–	﹤0.01%	858
2019 Q2	$38K	Hold	2,000	–	–	﹤0.01%	853
2019 Q1	$38K	Hold	2,000	–	–	﹤0.01%	865
2018 Q4	$37K	Hold	2,000	–	–	﹤0.01%	882
2018 Q3	$32K	Hold	2,000	–	–	﹤0.01%	961
2018 Q2	$38K	Hold	2,000	–	–	﹤0.01%	891
2018 Q1	$36K	Hold	2,000	–	–	﹤0.01%	890
2017 Q4	$37K	Hold	2,000	–	–	﹤0.01%	903
2017 Q3	$39K	Hold	2,000	–	–	﹤0.01%	897
2017 Q2	$31K	Hold	2,000	–	–	﹤0.01%	963
2017 Q1	$30K	Hold	2,000	–	–	﹤0.01%	948
2016 Q4	$31K	Hold	2,000	–	–	﹤0.01%	917
2016 Q3	$29K	Hold	2,000	–	–	﹤0.01%	904
2016 Q2	$32K	Hold	2,000	–	–	﹤0.01%	900
2016 Q1	$41K	Hold	2,000	–	–	﹤0.01%	886
2015 Q4	$38K	Hold	2,000	–	–	﹤0.01%	938
2015 Q3	$36K	Hold	2,000	–	–	﹤0.01%	992
2015 Q2	$38K	Hold	2,000	–	–	﹤0.01%	980
2015 Q1	$37K	Hold	2,000	–	–	﹤0.01%	999
2014 Q4	$40K	Hold	2,000	–	–	﹤0.01%	997
2014 Q3	$45K	Hold	2,000	–	–	﹤0.01%	979
2014 Q2	$57K	Hold	2,000	–	–	﹤0.01%	975
2014 Q1	$59K	Hold	2,000	–	–	﹤0.01%	940
2013 Q4	$56K	Hold	2,000	–	–	﹤0.01%	920
2013 Q3	$50K	Hold	2,000	–	–	﹤0.01%	907
2013 Q2	$49K	Buy	+2,000	New	+$47.6K	﹤0.01%	896

Other funds holding UG

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Rodgers Brothers Harmony, Pennsylvania $866M AUM 30.05% 1-Year Est. Return

Parthenon LLC Louisville, Kentucky $962M AUM 27.46% 1-Year Est. Return

Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

ClearBridge Investments's UG Position: Q3 2020 in Review

ClearBridge Investments sold out of United-Guardian (UG) in Q3 2020, closing a stake of 2,000 shares — an estimated $30K sold.

ClearBridge Investments first reported a position in UG in Q2 2013 and held it in 29 quarters. The position peaked at $59K in Q1 2014. 29 funds tracked by Wall St. Rank hold UG as of Q3 2020.

ClearBridge Investments reported no remaining United-Guardian position as of Q3 2020 after selling out during the quarter.
ClearBridge Investments sold 2,000 United-Guardian shares in Q3 2020, an estimated $30K.
ClearBridge Investments first reported a position in United-Guardian in Q2 2013 and held it in 29 quarters.
ClearBridge Investments's United-Guardian position peaked at $59K in Q1 2014.
29 funds tracked by Wall St. Rank held United-Guardian as of Q3 2020.

Based on ClearBridge Investments's 13F filing for Q3 2020, filed 12 Nov 2020.