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Clear Harbor Asset Management Portfolio holdings

AUM $1.62B
1-Year Est. Return 38.77%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+38.77%
3 Year Est. Return
+98.65%
5 Year Est. Return
+112.99%
10 Year Est. Return
+444.03%
AUM
$458M
AUM Growth
-$1.78M
Cap. Flow
-$20.4M
Cap. Flow %
-4.45%
Top 10 Hldgs %
34.46%
Holding
283
New
23
Increased
46
Reduced
120
Closed
30

Top Buys

Rank Stock Value
1
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$2.88M
2
VOYA icon
Voya Financial
VOYA
+$2.75M
3
STNG icon
Scorpio Tankers
STNG
+$2.44M
4
AN icon
AutoNation
AN
+$2.41M
5
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.4M

Top Sells

Rank Stock Value
1
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$18.2M
2
STR
QUESTAR CORP
STR
+$4.21M
3
IVR icon
Invesco Mortgage Capital
IVR
+$3.84M
4
CLNY
Colony Capital, Inc.
CLNY
+$2.21M
5
SWKS icon
Skyworks Solutions
SWKS
+$1.8M

Sector Composition

Rank Sector Weight
1 Technology 27.28%
2 Energy 14.21%
3 Financials 11.56%
4 Industrials 9.69%
5 Utilities 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWE
126
DELISTED
Penn West Energy Petroleum Ltd
PWE
$525K 0.11%
289,800
-130,855
-31% -$203K
HYI
127
Western Asset High Yield Opportunity Fund Inc
HYI
$130M
$522K 0.11%
33,901
-1,262
-4% -$19.1K
SNOW
128
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$522K 0.11%
32,177
-1,185
-4% -$18.1K
IGSB icon
129
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$518K 0.11%
9,802
-1,750
-15% -$92.6K
GT icon
130
Goodyear
GT
$1.48B
$515K 0.11%
+15,930
New +$463K
EQM
131
DELISTED
EQM Midstream Partners, LP
EQM
$514K 0.11%
6,750
– –
GEG icon
132
Great Elm Group
GEG
$63.9M
$511K 0.11%
108,973
+42,900
+65% +$232K
WNR
133
DELISTED
Western Refining Inc
WNR
$502K 0.11%
18,970
-1,350
-7% -$31.9K
CPRI icon
134
Capri Holdings
CPRI
$1.72B
$496K 0.11%
10,600
-1,345
-11% -$67K
CL icon
135
Colgate-Palmolive
CL
$69.5B
$492K 0.11%
6,634
– –
KO icon
136
Coca-Cola
KO
$378B
$486K 0.11%
11,485
-626
-5% -$27.4K
DINO icon
137
HF Sinclair
DINO
$20.7B
$480K 0.1%
19,575
+5,600
+40% +$141K
UNH icon
138
UnitedHealth
UNH
$336B
$473K 0.1%
3,380
– –
NOA
139
North American Construction
NOA
$347M
$470K 0.1%
188,197
+40,700
+28% +$106K
PSG
140
DELISTED
Performance Sports Group Ltd.
PSG
$463K 0.1%
114,269
-43,300
-27% -$134K
APC
141
DELISTED
Anadarko Petroleum
APC
$461K 0.1%
7,268
– –
CNR
142
DELISTED
Cornerstone Building Brands, Inc.
CNR
$457K 0.1%
31,305
-5,025
-14% -$81K
RTX icon
143
RTX Corp
RTX
$260B
$456K 0.1%
7,131
– –
COOP
144
DELISTED
Mr. Cooper
COOP
$450K 0.1%
16,042
+3,542
+28% +$99.5K
IVR icon
145
Invesco Mortgage Capital
IVR
$710M
$450K 0.1%
2,958
-25,558
-90% -$3.84M
PEP icon
146
PepsiCo
PEP
$178B
$450K 0.1%
4,133
– –
CMBS icon
147
iShares CMBS ETF
CMBS
$464M
$445K 0.1%
8,375
-1,990
-19% -$106K
CSX icon
148
CSX Corp
CSX
$87.7B
$444K 0.1%
43,695
– –
III icon
149
Information Services Group
III
$253M
$441K 0.1%
110,540
-3,100
-3% -$12K
ADSK icon
150
Autodesk
ADSK
$45.4B
$434K 0.09%
6,005
– –
4 5
6
7 8

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MIM
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NGA
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WBC
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CIAS
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AT
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SMA
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CBA
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Clear Harbor Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Clear Harbor Asset Management held 283 positions worth $458M, down 0.39% from $460M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management withdrew a net $20.4M in Q3 2016, closing 30 positions and reducing 120 holdings. Its most notable exit was MTGE Investment Corp. Common Stock, an estimated $18.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 25% a quarter earlier, followed by Energy and Financials.

Against the trend, Clear Harbor Asset Management opened a new position in Direxion Daily Small Cap Bear 3x ETF worth $2.61M.

  • Clear Harbor Asset Management's largest Q3 2016 buy was Direxion Daily Small Cap Bear 3x ETF: 243 shares worth $2.61M.
  • Clear Harbor Asset Management added most to Voya Financial in Q3 2016, an estimated $2.75M increase.
  • Clear Harbor Asset Management's biggest Q3 2016 reduction was Invesco Mortgage Capital, cutting an estimated $3.84M.
  • Clear Harbor Asset Management fully exited MTGE Investment Corp. Common Stock in Q3 2016, selling an estimated $18.2M.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $458M portfolio in Q3 2016.
  • Clear Harbor Asset Management opened 23 new positions and closed 30 in Q3 2016.
  • Clear Harbor Asset Management's portfolio value fell 0.39% quarter-over-quarter to $458M.

Based on Clear Harbor Asset Management's 13F filing for Q3 2016, filed 7 Nov 2016.