Clear Harbor Asset Management’s iShares CMBS ETF CMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-550	Closed	-$30.5K	–	392
2020 Q3	$30.5K	Buy	+550	New	+$30.3K	0.01%	445
2020 Q2	–	Sell	-10,940	Closed	-$587K	–	274
2020 Q1	$587K	Sell	10,940 -700	-6%	-$37.5K	0.14%	113
2019 Q4	$614K	Buy	11,640 +1,170	+11%	+$62.2K	0.11%	140
2019 Q3	$560K	Buy	10,470 +1,475	+16%	+$78.6K	0.11%	136
2019 Q2	$476K	Sell	8,995 -75	-0.8%	-$3.89K	0.1%	145
2019 Q1	$469K	Sell	9,070 -1,874	-17%	-$95K	0.1%	145
2018 Q4	$550K	Sell	10,944 -95	-0.9%	-$4.7K	0.13%	120
2018 Q3	$545K	Sell	11,039 -491	-4%	-$24.5K	0.11%	131
2018 Q2	$578K	Buy	11,530 +20	+0.2%	+$997	0.11%	129
2018 Q1	$580K	Sell	11,510 -150	-1%	-$7.58K	0.11%	118
2017 Q4	$598K	Buy	11,660 +95	+0.8%	+$4.88K	0.11%	121
2017 Q3	$596K	Buy	11,565 +275	+2%	+$14.2K	0.12%	123
2017 Q2	$582K	Buy	11,290 +190	+2%	+$9.79K	0.11%	125
2017 Q1	$569K	Buy	11,100 +3,465	+45%	+$177K	0.11%	122
2016 Q4	$390K	Sell	7,635 -740	-9%	-$38.2K	0.08%	159
2016 Q3	$445K	Sell	8,375 -1,990	-19%	-$106K	0.1%	147
2016 Q2	$551K	Buy	10,365 +1,580	+18%	+$82.8K	0.12%	128
2016 Q1	$457K	Buy	8,785 +3,940	+81%	+$203K	0.1%	142
2015 Q4	$245K	Buy	4,845 +370	+8%	+$18.9K	0.06%	199
2015 Q3	$232K	Hold	4,475	–	–	0.05%	227
2015 Q2	$230K	Sell	4,475 -185	-4%	-$9.58K	0.05%	252
2015 Q1	$243K	Buy	4,660 +695	+18%	+$36.1K	0.05%	239
2014 Q4	$203K	Buy	+3,965	New	+$205K	0.04%	254