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CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$5.39B
AUM Growth
+$4.56B
Cap. Flow
+$48.3M
Cap. Flow %
0.9%
Top 10 Hldgs %
80.91%
Holding
428
New
58
Increased
120
Reduced
115
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.73M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.44M
4
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.29M
5
OPTU
Optimum Communications Inc
OPTU
+$2.88M

Top Sells

Rank Stock Value
1
MAC icon
Macerich
MAC
+$1.91M
2
TWTR
Twitter, Inc.
TWTR
+$1.8M
3
PARA
Paramount Global Class B
PARA
+$1.75M
4
WBA
Walgreens Boots Alliance
WBA
+$1.74M
5
SPG icon
Simon Property Group
SPG
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 5.41%
2 Financials 1.65%
3 Industrials 1.55%
4 Utilities 1.12%
5 Healthcare 0.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
401
MFA Financial
MFA
$915M
– –
-72,500
Closed -$1.33M
MVIS icon
402
CALL
Microvision
MVIS
$76.1M
– –
-867
Closed -$218K
NWN icon
403
Northwest Natural Holdings
NWN
$2.14B
– –
-4,017
Closed -$211K
PRDO icon
404
Perdoceo Education
PRDO
$2.03B
– –
-16,565
Closed -$203K
PRGO icon
405
Perrigo
PRGO
$1.74B
– –
-20,615
Closed -$945K
SD icon
406
SandRidge Energy
SD
$496M
– –
-41,735
Closed -$262K
SFIX
407
Stitch Fix
SFIX
$538M
– –
-8,825
Closed -$532K
SLV icon
408
iShares Silver Trust
SLV
$29.8B
– –
-9,198
Closed -$223K
SNCR
409
DELISTED
Synchronoss Technologies
SNCR
– –
-2,778
Closed -$90K
SPG icon
410
Simon Property Group
SPG
$71.9B
– –
-10,478
Closed -$1.37M
TLRY icon
411
Tilray
TLRY
$605M
– –
-3,012
Closed -$545K
TLT icon
412
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
– –
-36,900
Closed -$5.33M
TMO icon
413
Thermo Fisher Scientific
TMO
$214B
– –
-400
Closed -$202K
TNK icon
414
Teekay Tankers
TNK
$2.67B
– –
-81,828
Closed -$1.18M
TQQQ icon
415
PUT
ProShares UltraPro QQQ
TQQQ
$36.6B
– –
-40,000
Closed -$1.23M
VHC icon
416
VirnetX Holding Corp
VHC
$67M
– –
-7,992
Closed -$683K
WBA
417
DELISTED
Walgreens Boots Alliance
WBA
– –
-32,971
Closed -$1.74M
XSOE icon
418
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
– –
-10,502
Closed -$442K
TWTR
419
DELISTED
Twitter, Inc.
TWTR
– –
-26,120
Closed -$1.8M
EMWP
420
DELISTED
Eros Media World PLC
EMWP
– –
-2,250
Closed -$69K
RRD
421
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-73,465
Closed -$461K
FIV
422
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-26,405
Closed -$251K
RAVN
423
DELISTED
Raven Industries Inc
RAVN
– –
-9,500
Closed -$550K
SRNG
424
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-61,000
Closed -$608K
CLOVW
425
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-21,000
Closed -$107K
14 15 16
17
18

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SIM
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VIP
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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Clear Harbor Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Clear Harbor Asset Management held 428 positions worth $5.39B, up 553% from $825M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Clear Harbor Asset Management's Q3 2021 filing shows 58 new, 120 increased, 115 reduced and 43 closed positions. Its largest new stake was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M. The largest sale was Macerich, an estimated $1.91M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 37% a quarter earlier, followed by Financials and Industrials.

  • Clear Harbor Asset Management's largest Q3 2021 buy was Invesco FTSE RAFI US 1000 ETF: 270,130 shares worth $8.56M.
  • Clear Harbor Asset Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $19.9M increase.
  • Clear Harbor Asset Management's biggest Q3 2021 reduction was Paramount Global Class B, cutting an estimated $1.75M.
  • Clear Harbor Asset Management fully exited Macerich in Q3 2021, selling an estimated $1.91M.
  • Clear Harbor Asset Management's ten largest holdings make up 81% of its $5.39B portfolio in Q3 2021.
  • Clear Harbor Asset Management opened 58 new positions and closed 43 in Q3 2021.
  • Clear Harbor Asset Management's portfolio value rose 553% quarter-over-quarter to $5.39B.

Based on Clear Harbor Asset Management's 13F filing for Q3 2021, filed 3 Nov 2021.