We are live on ! Find out more
CHAM

Clear Harbor Asset Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 23.7%
This Fund
S&P 500
This Quarter Est. Return
+4.36%
1 Year Est. Return
+23.7%
3 Year Est. Return
+71.78%
5 Year Est. Return
+86.99%
10 Year Est. Return
+359.22%
AUM
$475M
AUM Growth
+$16.7M
Cap. Flow
+$24M
Cap. Flow %
5.04%
Top 10 Hldgs %
34.45%
Holding
286
New
33
Increased
70
Reduced
106
Closed
32

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$4.8M
2
QRVO icon
Qorvo
QRVO
+$4.54M
3
TOL icon
Toll Brothers
TOL
+$3.01M
4
TNA icon
Direxion Daily Small Cap Bull 3x ETF
TNA
+$2.46M
5
AGN
Allergan plc
AGN
+$2.09M

Top Sells

Rank Stock Value
1
VOYA icon
Voya Financial
VOYA
+$5.03M
2
ANH
Anworth Mortgage Asset Corporation
ANH
+$3.38M
3
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$2.83M
4
CF icon
CF Industries
CF
+$2.39M
5
PARA
Paramount Global Class B
PARA
+$2M

Sector Composition

Rank Sector Weight
1 Technology 27.88%
2 Energy 14.22%
3 Financials 10.04%
4 Industrials 9.32%
5 Utilities 9.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXJ
226
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$179K 0.04%
+13,583
New +$186K
CSWC icon
227
Capital Southwest
CSWC
$1.47B
$176K 0.04%
+10,895
New +$162K
ALJJ
228
DELISTED
ALJ Regional Holdings Inc
ALJJ
$169K 0.04%
38,599
-8,226
-18% -$35.2K
EFT
229
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$165K 0.03%
11,090
– –
FPI
230
Farmland Partners
FPI
$408M
$157K 0.03%
14,088
+3,400
+32% +$37.1K
NNY icon
231
Nuveen New York Municipal Value Fund
NNY
$156M
$136K 0.03%
14,350
– –
FCH
232
DELISTED
Felcor Lodging Trust
FCH
$132K 0.03%
16,450
– –
NRK icon
233
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$130K 0.03%
+10,150
New +$133K
ABR icon
234
Arbor Realty Trust
ABR
$964M
$128K 0.03%
17,200
– –
CEF icon
235
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$117K 0.02%
10,250
– –
PESI icon
236
Perma-Fix Environmental Services
PESI
$352M
$113K 0.02%
28,940
-1,940
-6% -$8.17K
PCF
237
High Income Securities Fund
PCF
$98.8M
$99K 0.02%
12,013
-887
-7% -$7.03K
RAD
238
CALL
DELISTED
Rite Aid Corporation
RAD
$83K 0.02%
+3,375
New +$510K
PPT
239
Franklin Premier Income Trust
PPT
$324M
$82K 0.02%
+16,400
New +$79.6K
MACK
240
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$69K 0.01%
2,135
-26
-1% -$1.11K
AGNC icon
241
PUT
AGNC Investment
AGNC
$12.4B
$62K 0.01%
+35,000
New +$663K
DRRX
242
DELISTED
DURECT Corp
DRRX
$54K 0.01%
4,000
-1,000
-20% -$12.8K
SPPI
243
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$44K 0.01%
10,042
– –
RAD
244
PUT
DELISTED
Rite Aid Corporation
RAD
$38K 0.01%
+5,900
New +$891K
UNXL
245
DELISTED
Uni-Pixel, Inc.
UNXL
$21K ﹤0.01%
21,000
– –
XRA
246
DELISTED
Exeter Resources Corporation
XRA
$19K ﹤0.01%
24,800
-3,500
-12% -$3.35K
PARA
247
CALL
DELISTED
Paramount Global Class B
PARA
$16K ﹤0.01%
+15,200
New +$902K
SPY icon
248
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$14K ﹤0.01%
10,000
-17,500
-64% -$3.82M
GCVRZ
249
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$13K ﹤0.01%
33,635
– –
AN icon
250
CALL
AutoNation
AN
$7.11B
$8K ﹤0.01%
+12,000
New +$557K
8 9
10
11 12

Similar funds

SIM
SSI Investment Management Los Angeles, California $1.45B AUM 5.8% 1-Year Est. Return
VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Clear Harbor Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Clear Harbor Asset Management held 286 positions worth $475M, up 3.6% from $458M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Clear Harbor Asset Management deployed $24M of net new capital in Q4 2016, opening 33 new positions and adding to 70 existing holdings. Its largest new stake was Toll Brothers: 101,670 shares worth $3.15M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 27% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was Voya Financial, an estimated $5.03M trimmed.

  • Clear Harbor Asset Management's largest Q4 2016 buy was Toll Brothers: 101,670 shares worth $3.15M.
  • Clear Harbor Asset Management added most to General Motors in Q4 2016, an estimated $4.8M increase.
  • Clear Harbor Asset Management's biggest Q4 2016 reduction was Voya Financial, cutting an estimated $5.03M.
  • Clear Harbor Asset Management fully exited AGNC Investment in Q4 2016, selling an estimated $914K.
  • Clear Harbor Asset Management's ten largest holdings make up 34% of its $475M portfolio in Q4 2016.
  • Clear Harbor Asset Management opened 33 new positions and closed 32 in Q4 2016.
  • Clear Harbor Asset Management's portfolio value rose 3.6% quarter-over-quarter to $475M.

Based on Clear Harbor Asset Management's 13F filing for Q4 2016, filed 20 Jan 2017.