Citizens Financial Group’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Citizens Financial Group’s Portfolio SNLN Stock Details SNLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-3,802	Closed	-$60K	–	1009
2020 Q2	$60K	Sell	3,802 -272	-7%	-$4.29K	﹤0.01%	437
2020 Q1	$63K	Sell	4,074 -2,271	-36%	-$38.1K	0.01%	397
2019 Q4	$111K	Sell	6,345 -571	-8%	-$9.94K	0.01%	318
2019 Q3	$121K	Sell	6,916 -2,315	-25%	-$40.5K	0.01%	269
2019 Q2	$162K	Sell	9,231 -5,650	-38%	-$100K	0.01%	247
2019 Q1	$262K	Sell	14,881 -29,620	-67%	-$520K	0.02%	213
2018 Q4	$765K	Buy	44,501 +6,751	+18%	+$121K	0.07%	123
2018 Q3	$689K	Buy	37,750 +2,637	+8%	+$48K	0.05%	139
2018 Q2	$635K	Sell	35,113 -755	-2%	-$13.8K	0.05%	145
2018 Q1	$657K	Buy	35,868 +8,956	+33%	+$164K	0.06%	145
2017 Q4	$490K	Buy	26,912 +3,516	+15%	+$64.2K	0.04%	162
2017 Q3	$428K	Sell	23,396 -1,343	-5%	-$24.7K	0.04%	172
2017 Q2	$455K	Buy	24,739 +4,967	+25%	+$92K	0.04%	168
2017 Q1	$367K	Buy	19,772 +6,774	+52%	+$126K	0.03%	181
2016 Q4	$244K	Buy	12,998 +7,728	+147%	+$144K	0.02%	213
2016 Q3	$98K	Buy	+5,270	New	+$97.9K	0.01%	300

Other funds holding SNLN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Old Mission Capital Chicago, Illinois $4.22B AUM 14.68% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Gill Capital Partners Denver, Colorado $348M AUM 14.74% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return