Citigroup’s Principal Active High Yield ETF YLD Stock Holding History

Citigroup’s Portfolio YLD Stock Details YLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-13,140	Closed	-$262K	–	7760
2018 Q1	$262K	Sell	13,140 -35,126	-73%	-$716K	﹤0.01%	4673
2017 Q4	$996K	Sell	48,266 -15,534	-24%	-$324K	﹤0.01%	3343
2017 Q3	$1.34M	Sell	63,800 -2,800	-4%	-$58.4K	﹤0.01%	3067
2017 Q2	$1.39M	Sell	66,600 -3,400	-5%	-$70.2K	﹤0.01%	2965
2017 Q1	$1.44M	Hold	70,000	–	–	﹤0.01%	2820
2016 Q4	$1.41M	Buy	70,000 +40,018	+133%	+$802K	﹤0.01%	3333
2016 Q3	$609K	Sell	29,982 -30,000	-50%	-$601K	﹤0.01%	3718
2016 Q2	$1.17M	Sell	59,982 -256,018	-81%	-$4.91M	﹤0.01%	2808
2016 Q1	$5.94M	Hold	316,000	–	–	0.01%	1410
2015 Q4	$5.82M	Sell	316,000 -130,000	-29%	-$2.45M	0.01%	1563
2015 Q3	$8.34M	Buy	+446,000	New	+$8.65M	0.01%	1285

Other funds holding YLD

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WEC

Winslow Evans & Crocker Boston, Massachusetts $528M AUM 30.99% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

BCA

Bay Colony Advisors Concord, Massachusetts $903M AUM 33.67% 1-Year Est. Return

Citigroup's YLD Position: Q2 2018 in Review

Citigroup sold out of Principal Active High Yield ETF (YLD) in Q2 2018, closing a stake of 13,140 shares — an estimated $262K sold.

Citigroup first reported a position in YLD in Q3 2015 and held it in 11 quarters. The position peaked at $8.34M in Q3 2015. 5 funds tracked by Wall St. Rank hold YLD as of Q2 2018.

Citigroup reported no remaining Principal Active High Yield ETF position as of Q2 2018 after selling out during the quarter.
Citigroup sold 13,140 Principal Active High Yield ETF shares in Q2 2018, an estimated $262K.
Citigroup first reported a position in Principal Active High Yield ETF in Q3 2015 and held it in 11 quarters.
Citigroup's Principal Active High Yield ETF position peaked at $8.34M in Q3 2015.
5 funds tracked by Wall St. Rank held Principal Active High Yield ETF as of Q2 2018.

Based on Citigroup's 13F filing for Q2 2018, filed 10 Aug 2018.