Citigroup’s First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF AFEM Stock Holding History

Citigroup’s Portfolio AFEM Stock Details AFEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-45,000	Closed	-$2.56M	–	7300
2016 Q3	$2.56M	Sell	45,000 -55,000	-55%	-$3.09M	﹤0.01%	2279
2016 Q2	$5.25M	Buy	+100,000	New	+$5.06M	0.01%	1540

Other funds holding AFEM

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

WFG

Wills Financial Group Richmond, Virginia $275M AUM 24.07% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.92B AUM 23.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Citigroup's AFEM Position: Q4 2016 in Review

Citigroup sold out of First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF (AFEM) in Q4 2016, closing a stake of 45,000 shares — an estimated $2.56M sold.

Citigroup first reported a position in AFEM in Q2 2016 and held it in 2 quarters. The position peaked at $5.25M in Q2 2016. 11 funds tracked by Wall St. Rank hold AFEM as of Q4 2016.

Citigroup reported no remaining First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position as of Q4 2016 after selling out during the quarter.
Citigroup sold 45,000 First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF shares in Q4 2016, an estimated $2.56M.
Citigroup first reported a position in First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF in Q2 2016 and held it in 2 quarters.
Citigroup's First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF position peaked at $5.25M in Q2 2016.
11 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF as of Q4 2016.

Based on Citigroup's 13F filing for Q4 2016, filed 10 Feb 2017.