CIBC Bank USA’s NUVEEN DIV ADV MUNI FD-2 NXZ Stock Holding History

CIBC Bank USA’s Portfolio NXZ Stock Details NXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-16,759	Closed	-$225K	–	285
2015 Q2	$225K	Hold	16,759	–	–	0.04%	241
2015 Q1	$238K	Hold	16,759	–	–	0.04%	231
2014 Q4	$236K	Hold	16,759	–	–	0.04%	257
2014 Q3	$233K	Hold	16,759	–	–	0.05%	262
2014 Q2	$233K	Buy	16,759 +3,354	+25%	+$46.5K	0.04%	266
2014 Q1	$181K	Buy	+13,405	New	+$180K	0.04%	305

Other funds holding NXZ

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NCM

Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return

LSA

Liberty Street Advisors New York $41.4M AUM 34.47% 1-Year Est. Return

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

CIBC Bank USA's NXZ Position: Q3 2015 in Review

CIBC Bank USA sold out of NUVEEN DIV ADV MUNI FD-2 (NXZ) in Q3 2015, closing a stake of 16,759 shares — an estimated $225K sold.

CIBC Bank USA first reported a position in NXZ in Q1 2014 and held it in 6 quarters. The position peaked at $238K in Q1 2015. 59 funds tracked by Wall St. Rank hold NXZ as of Q3 2015.

CIBC Bank USA reported no remaining NUVEEN DIV ADV MUNI FD-2 position as of Q3 2015 after selling out during the quarter.
CIBC Bank USA sold 16,759 NUVEEN DIV ADV MUNI FD-2 shares in Q3 2015, an estimated $225K.
CIBC Bank USA first reported a position in NUVEEN DIV ADV MUNI FD-2 in Q1 2014 and held it in 6 quarters.
CIBC Bank USA's NUVEEN DIV ADV MUNI FD-2 position peaked at $238K in Q1 2015.
59 funds tracked by Wall St. Rank held NUVEEN DIV ADV MUNI FD-2 as of Q3 2015.

Based on CIBC Bank USA's 13F filing for Q3 2015, filed 22 Oct 2015.