Chicago Partners Investment Group’s UBS E-TRACS Alerian MLP Infrastructure ETN MLPI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-46,873	Closed	-$932K	–	385
2019 Q4	$932K	Sell	46,873 -1,998	-4%	-$38K	0.11%	135
2019 Q3	$945K	Sell	48,871 -681	-1%	-$14.6K	0.13%	119
2019 Q2	$1.12M	Buy	49,552 +220	+0.4%	+$4.91K	0.16%	107
2019 Q1	$1.09M	Buy	49,332 +351	+0.7%	+$7.73K	0.16%	101
2018 Q4	$1.08M	Sell	48,981 -216	-0.4%	-$4.75K	0.16%	115
2018 Q3	$1.06M	Buy	49,197 +1,067	+2%	+$25.9K	0.16%	107
2018 Q2	$1.1M	Buy	48,130 +9,549	+25%	+$216K	0.17%	100
2018 Q1	$815K	Sell	38,581 -9,831	-20%	-$235K	0.14%	109
2017 Q4	$1.17M	Buy	48,412 +12,094	+33%	+$288K	0.19%	94
2017 Q3	$913K	Buy	36,318 +32,563	+867%	+$828K	0.16%	101
2017 Q2	$102K	Sell	3,755 -27,576	-88%	-$755K	0.03%	278
2017 Q1	$914K	Buy	31,331 +1,636	+6%	+$47.8K	0.26%	68
2016 Q4	$844K	Buy	29,695 +10,138	+52%	+$277K	0.31%	69
2016 Q3	$555K	Buy	19,557 +4,920	+34%	+$137K	0.22%	85
2016 Q2	$414K	Buy	14,637 +2,631	+22%	+$69.3K	0.2%	77
2016 Q1	$289K	Buy	12,006 +862	+8%	+$19.1K	0.15%	93
2015 Q4	$292K	Buy	11,144 +8,948	+407%	+$242K	0.14%	116
2015 Q3	$59K	Hold	2,196	–	–	0.03%	216
2015 Q2	$77K	Buy	+2,196	New	+$84K	0.04%	208