MAI Capital Management’s UBS E-TRACS Alerian MLP Infrastructure ETN MLPI Stock Holding History

MAI Capital Management’s Portfolio MLPI Stock Details MLPI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-59,570	Closed	-$683K	–	624
2020 Q2	$683K	Sell	59,570 -538,006	-90%	-$6.06M	0.02%	351
2020 Q1	$4.86M	Buy	597,576 +273,650	+84%	+$4.21M	0.2%	102
2019 Q4	$6.29M	Sell	323,926 -30,574	-9%	-$581K	0.2%	99
2019 Q3	$7.39M	Sell	354,500 -10,914	-3%	-$233K	0.33%	84
2019 Q2	$8.16M	Sell	365,414 -5,744	-2%	-$128K	0.37%	72
2019 Q1	$8.43M	Sell	371,158 -111,117	-23%	-$2.45M	0.43%	64
2018 Q4	$9.54M	Sell	482,275 -23,874	-5%	-$525K	0.56%	52
2018 Q3	$12.2M	Sell	506,149 -11,861	-2%	-$288K	0.62%	40
2018 Q2	$11.9M	Sell	518,010 -9,065	-2%	-$205K	0.64%	39
2018 Q1	$11.1M	Buy	527,075 +9,143	+2%	+$219K	0.63%	39
2017 Q4	$12.5M	Sell	517,932 -294,270	-36%	-$7M	0.71%	35
2017 Q3	$20.4M	Sell	812,202 -63,935	-7%	-$1.63M	1.24%	13
2017 Q2	$23.4M	Buy	876,137 +1,211	+0.1%	+$33.2K	1.5%	8
2017 Q1	$25.5M	Buy	874,926 +50,525	+6%	+$1.48M	1.72%	5
2016 Q4	$23.4M	Buy	824,401 +75,040	+10%	+$2.05M	1.7%	5
2016 Q3	$21.3M	Buy	749,361 +8,060	+1%	+$225K	1.6%	6
2016 Q2	$21M	Sell	741,301 -7,523	-1%	-$198K	1.62%	6
2016 Q1	$18M	Sell	748,824 -188,376	-20%	-$4.17M	1.38%	11
2015 Q4	$24.5M	Buy	937,200 +798,057	+574%	+$21.6M	1.87%	4
2015 Q3	$3.77M	Buy	139,143 +74,323	+115%	+$2.37M	0.28%	99
2015 Q2	$2.28M	Buy	64,820 +4,054	+7%	+$155K	0.15%	139
2015 Q1	$2.31M	Sell	60,766 -9,660	-14%	-$373K	0.15%	135
2014 Q4	$2.86M	Buy	70,426 +1,741	+3%	+$73.8K	0.2%	110
2014 Q3	$3.14M	Buy	68,685 +1,934	+3%	+$86.1K	0.3%	86
2014 Q2	$2.98M	Buy	66,751 +7,521	+13%	+$314K	0.29%	88
2014 Q1	$2.36M	Buy	59,230 +246	+0.4%	+$9.63K	0.24%	96
2013 Q4	$2.33M	Buy	58,984 +13,362	+29%	+$517K	0.25%	89
2013 Q3	$1.77M	Buy	45,622 +32,192	+240%	+$1.24M	0.23%	86
2013 Q2	$528K	Buy	+13,430	New	+$514K	0.07%	170

Other funds holding MLPI

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

IMC Chicago Chicago, Illinois $278B AUM 44.93% 1-Year Est. Return

Hancock Whitney Gulfport, Mississippi $5.75B AUM 24.3% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

NEAM

New England Asset Management Farmington, Connecticut $786M AUM 13.14% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

MAI Capital Management's MLPI Position: Q3 2020 in Review

MAI Capital Management sold out of UBS E-TRACS Alerian MLP Infrastructure ETN (MLPI) in Q3 2020, closing a stake of 59,570 shares — an estimated $683K sold.

MAI Capital Management first reported a position in MLPI in Q2 2013 and held it in 29 quarters. The position peaked at $25.5M in Q1 2017. 45 funds tracked by Wall St. Rank hold MLPI as of Q3 2020.

MAI Capital Management reported no remaining UBS E-TRACS Alerian MLP Infrastructure ETN position as of Q3 2020 after selling out during the quarter.
MAI Capital Management sold 59,570 UBS E-TRACS Alerian MLP Infrastructure ETN shares in Q3 2020, an estimated $683K.
MAI Capital Management first reported a position in UBS E-TRACS Alerian MLP Infrastructure ETN in Q2 2013 and held it in 29 quarters.
MAI Capital Management's UBS E-TRACS Alerian MLP Infrastructure ETN position peaked at $25.5M in Q1 2017.
45 funds tracked by Wall St. Rank held UBS E-TRACS Alerian MLP Infrastructure ETN as of Q3 2020.

Based on MAI Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.