CG Asset Management’s PolyMet Mining Corp. PLM Stock Holding History

CG Asset Management’s Portfolio PLM Stock Details PLM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,000	Closed	-$7K	–	129
2015 Q3	$7K	Sell	1,000 -500	-33%	-$4.6K	﹤0.01%	120
2015 Q2	$17K	Hold	1,500	–	–	0.01%	127
2015 Q1	$19K	Buy	1,500 +250	+20%	+$2.83K	0.01%	120
2014 Q4	$13K	Hold	1,250	–	–	0.01%	122
2014 Q3	$13K	Buy	1,250 +100	+9%	+$1.15K	0.01%	127
2014 Q2	$12K	Hold	1,150	–	–	0.01%	129
2014 Q1	$16K	Buy	+1,150	New	+$13.2K	0.01%	128

Other funds holding PLM

Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

BAM

Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

CG Asset Management's PLM Position: Q4 2015 in Review

CG Asset Management sold out of PolyMet Mining Corp. (PLM) in Q4 2015, closing a stake of 1,000 shares — an estimated $7K sold.

CG Asset Management first reported a position in PLM in Q1 2014 and held it in 7 quarters. The position peaked at $19K in Q1 2015. 34 funds tracked by Wall St. Rank hold PLM as of Q4 2015.

CG Asset Management reported no remaining PolyMet Mining Corp. position as of Q4 2015 after selling out during the quarter.
CG Asset Management sold 1,000 PolyMet Mining Corp. shares in Q4 2015, an estimated $7K.
CG Asset Management first reported a position in PolyMet Mining Corp. in Q1 2014 and held it in 7 quarters.
CG Asset Management's PolyMet Mining Corp. position peaked at $19K in Q1 2015.
34 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q4 2015.

Based on CG Asset Management's 13F filing for Q4 2015, filed 5 Feb 2016.