Caxton Corporation’s Investcorp Credit Management BDC ICMB Stock Holding History

Caxton Corporation’s Portfolio ICMB Stock Details ICMB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-862,670	Closed	-$6.32M	–	32
2019 Q1	$6.32M	Sell	862,670 -172,883	-17%	-$1.3M	5.87%	7
2018 Q4	$6.43M	Buy	1,035,553 +134,114	+15%	+$1.04M	7.8%	6
2018 Q3	$7.7M	Buy	901,439 +7,001	+0.8%	+$62.7K	7.12%	6
2018 Q2	$7.91M	Buy	894,438 +78,998	+10%	+$683K	2.79%	5
2018 Q1	$6.64M	Buy	815,440 +744,545	+1,050%	+$6.09M	7.21%	4
2017 Q4	$574K	Buy	70,895 +9,036	+15%	+$78K	0.7%	11
2017 Q3	$574K	Buy	61,859 +6,371	+11%	+$63K	0.58%	10
2017 Q2	$551K	Buy	55,488 +1,912	+4%	+$19.6K	0.86%	6
2017 Q1	$540K	Buy	53,576 +10,520	+24%	+$103K	1.54%	5
2016 Q4	$398K	Buy	43,056 +26,532	+161%	+$247K	1.36%	5
2016 Q3	$149K	Sell	16,524 -16,956	-51%	-$160K	0.67%	13
2016 Q2	$295K	Buy	33,480 +5,062	+18%	+$43.5K	0.33%	7
2016 Q1	$237K	Buy	28,418 +13,293	+88%	+$111K	0.33%	10
2015 Q4	$150K	Buy	15,125 +364	+2%	+$3.92K	0.63%	15
2015 Q3	$150K	Buy	+14,761	New	+$173K	0.2%	17
2015 Q1	–	Sell	-11,338	Closed	-$124K	–	22
2014 Q4	$124K	Buy	+11,338	New	+$136K	0.14%	8

Other funds holding ICMB

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Caxton Corporation's ICMB Position: Q2 2019 in Review

Caxton Corporation sold out of Investcorp Credit Management BDC (ICMB) in Q2 2019, closing a stake of 862,670 shares — an estimated $6.32M sold.

Caxton Corporation first reported a position in ICMB in Q4 2014 and held it in 16 quarters. The position peaked at $7.91M in Q2 2018. 25 funds tracked by Wall St. Rank hold ICMB as of Q2 2019.

Caxton Corporation reported no remaining Investcorp Credit Management BDC position as of Q2 2019 after selling out during the quarter.
Caxton Corporation sold 862,670 Investcorp Credit Management BDC shares in Q2 2019, an estimated $6.32M.
Caxton Corporation first reported a position in Investcorp Credit Management BDC in Q4 2014 and held it in 16 quarters.
Caxton Corporation's Investcorp Credit Management BDC position peaked at $7.91M in Q2 2018.
25 funds tracked by Wall St. Rank held Investcorp Credit Management BDC as of Q2 2019.

Based on Caxton Corporation's 13F filing for Q2 2019, filed 14 Aug 2019.