Cavalier Investments’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

Cavalier Investments’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-18,535	Closed	-$739K	–	161
2016 Q2	$739K	Hold	18,535	–	–	0.43%	49
2016 Q1	$722K	Buy	+18,535	New	+$658K	0.41%	48

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

FIM

Frontier Investment Management Dallas, Texas $1.62B AUM 1.86% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

CCP

Cardan Capital Partners Denver, Colorado $893M AUM 22.82% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

Cavalier Investments's SDOG Position: Q3 2016 in Review

Cavalier Investments sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q3 2016, closing a stake of 18,535 shares — an estimated $739K sold.

Cavalier Investments first reported a position in SDOG in Q1 2016 and held it in 2 quarters. The position peaked at $739K in Q2 2016. 85 funds tracked by Wall St. Rank hold SDOG as of Q3 2016.

Cavalier Investments reported no remaining ALPS Sector Dividend Dogs ETF position as of Q3 2016 after selling out during the quarter.
Cavalier Investments sold 18,535 ALPS Sector Dividend Dogs ETF shares in Q3 2016, an estimated $739K.
Cavalier Investments first reported a position in ALPS Sector Dividend Dogs ETF in Q1 2016 and held it in 2 quarters.
Cavalier Investments's ALPS Sector Dividend Dogs ETF position peaked at $739K in Q2 2016.
85 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q3 2016.

Based on Cavalier Investments's 13F filing for Q3 2016, filed 14 Nov 2016.