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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$11.7M
Cap. Flow
+$6.57M
Cap. Flow %
3.94%
Top 10 Hldgs %
31.41%
Holding
167
New
5
Increased
36
Reduced
35
Closed
9

Top Buys

Rank Stock Value
1
KEY icon
KeyCorp
KEY
+$3.56M
2
HD icon
Home Depot
HD
+$3.52M
3
ORCL icon
Oracle
ORCL
+$985K
4
SWK icon
Stanley Black & Decker
SWK
+$941K
5
FCX icon
Freeport-McMoran
FCX
+$785K

Top Sells

Rank Stock Value
1
STX icon
Seagate
STX
+$3.09M
2
MRK icon
Merck
MRK
+$416K
3
IBM icon
IBM
IBM
+$368K
4
BAC icon
Bank of America
BAC
+$337K
5
AMGN icon
Amgen
AMGN
+$337K

Sector Composition

Rank Sector Weight
1 Technology 22.22%
2 Financials 14.78%
3 Industrials 13.03%
4 Energy 11.13%
5 Healthcare 11.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
1
Citigroup
C
$224B
$5.76M 3.45%
49,325
+370
+0.8% +$38.4K
IBM icon
2
IBM
IBM
$221B
$5.43M 3.25%
18,322
-1,230
-6% -$368K
RTX icon
3
RTX Corp
RTX
$283B
$5.42M 3.25%
29,576
-693
-2% -$120K
FCX icon
4
Freeport-McMoran
FCX
$115B
$5.39M 3.23%
106,208
+18,120
+21% +$785K
AVGO icon
5
Broadcom
AVGO
$1.7T
$5.39M 3.23%
15,580
-87
-0.6% -$31.1K
JPM icon
6
JPMorgan Chase
JPM
$948B
$5.28M 3.16%
16,399
-209
-1% -$64.7K
CSCO icon
7
Cisco
CSCO
$438B
$5.28M 3.16%
68,576
+461
+0.7% +$34.2K
BMY icon
8
Bristol-Myers Squibb
BMY
$139B
$5.01M 3%
92,839
+183
+0.2% +$8.8K
MRK icon
9
Merck
MRK
$386B
$4.75M 2.85%
45,132
-4,430
-9% -$416K
CVX icon
10
Chevron
CVX
$392B
$4.72M 2.83%
30,997
+983
+3% +$150K
KO icon
11
Coca-Cola
KO
$394B
$4.71M 2.82%
67,301
+459
+0.7% +$32K
LHX icon
12
L3Harris
LHX
$48.8B
$4.67M 2.79%
15,891
-40
-0.3% -$11.6K
NEE icon
13
NextEra Energy
NEE
$176B
$4.64M 2.78%
57,859
-320
-0.6% -$26.5K
TGT icon
14
Target
TGT
$74.2B
$4.51M 2.7%
46,182
+554
+1% +$51.1K
BKR icon
15
Baker Hughes
BKR
$61.4B
$4.48M 2.68%
98,398
+6,837
+7% +$324K
SWK icon
16
Stanley Black & Decker
SWK
$14.9B
$4.43M 2.65%
59,579
+13,367
+29% +$941K
VZ icon
17
Verizon
VZ
$209B
$4.41M 2.64%
108,357
+9,123
+9% +$370K
MCD icon
18
McDonald's
MCD
$190B
$4.37M 2.62%
14,314
+150
+1% +$45.9K
ORCL icon
19
Oracle
ORCL
$417B
$4.36M 2.61%
22,378
+4,139
+23% +$985K
BAC icon
20
Bank of America
BAC
$437B
$4.3M 2.57%
78,101
-6,379
-8% -$337K
QCOM icon
21
Qualcomm
QCOM
$169B
$4.28M 2.56%
25,025
-415
-2% -$71.1K
UPS icon
22
United Parcel Service
UPS
$89.5B
$4.24M 2.54%
42,741
+370
+0.9% +$34.6K
OKE icon
23
Oneok
OKE
$57.8B
$4.23M 2.53%
57,564
-957
-2% -$67.8K
HPE icon
24
Hewlett Packard
HPE
$70.8B
$4.15M 2.48%
172,697
+1,589
+0.9% +$37.4K
AMGN icon
25
Amgen
AMGN
$239B
$4.1M 2.46%
12,539
-1,061
-8% -$337K
1
2 3 4 5

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PPA
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AAG
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Catherine Avery Investment Management's Q4 2025 Portfolio in Review

As of Q4 2025, Catherine Avery Investment Management held 167 positions worth $167M, up 7.5% from $155M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Catherine Avery Investment Management deployed $6.57M of net new capital in Q4 2025, opening 5 new positions and adding to 36 existing holdings. Its largest new stake was KeyCorp: 191,059 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 25% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Seagate, an estimated $3.09M trimmed.

  • Catherine Avery Investment Management's largest Q4 2025 buy was KeyCorp: 191,059 shares worth $3.94M.
  • Catherine Avery Investment Management added most to Home Depot in Q4 2025, an estimated $3.52M increase.
  • Catherine Avery Investment Management's biggest Q4 2025 reduction was Seagate, cutting an estimated $3.09M.
  • Catherine Avery Investment Management fully exited Illinois Tool Works in Q4 2025, selling an estimated $68.1K.
  • Catherine Avery Investment Management's ten largest holdings make up 31% of its $167M portfolio in Q4 2025.
  • Catherine Avery Investment Management opened 5 new positions and closed 9 in Q4 2025.
  • Catherine Avery Investment Management's portfolio value rose 7.5% quarter-over-quarter to $167M.

Based on Catherine Avery Investment Management's 13F filing for Q4 2025, filed 5 Jan 2026.