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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
1
Seagate
STX
$186B
$5.91M 3.81%
25,036
-7,991
-24% -$1.36M
IBM icon
2
IBM
IBM
$221B
$5.52M 3.55%
19,552
+3,427
+21% +$897K
JPM icon
3
JPMorgan Chase
JPM
$948B
$5.24M 3.37%
16,608
+1,779
+12% +$529K
AVGO icon
4
Broadcom
AVGO
$1.7T
$5.17M 3.33%
15,667
-953
-6% -$292K
ORCL icon
5
Oracle
ORCL
$417B
$5.13M 3.3%
18,239
-1,338
-7% -$341K
RTX icon
6
RTX Corp
RTX
$283B
$5.06M 3.26%
30,269
-1,053
-3% -$163K
C icon
7
Citigroup
C
$224B
$4.97M 3.2%
48,955
-3,163
-6% -$300K
LHX icon
8
L3Harris
LHX
$48.8B
$4.87M 3.13%
15,931
+1,176
+8% +$321K
CVX icon
9
Chevron
CVX
$392B
$4.66M 3%
30,014
+5,101
+20% +$790K
CSCO icon
10
Cisco
CSCO
$438B
$4.66M 3%
68,115
+6,977
+11% +$476K
BKR icon
11
Baker Hughes
BKR
$61.4B
$4.46M 2.87%
91,561
-1,832
-2% -$80.8K
KO icon
12
Coca-Cola
KO
$394B
$4.43M 2.86%
66,842
+13,919
+26% +$958K
NEE icon
13
NextEra Energy
NEE
$176B
$4.39M 2.83%
58,179
+6,658
+13% +$486K
VZ icon
14
Verizon
VZ
$209B
$4.36M 2.81%
99,234
+22,170
+29% +$960K
BAC icon
15
Bank of America
BAC
$437B
$4.36M 2.81%
84,480
+15,117
+22% +$737K
MCD icon
16
McDonald's
MCD
$190B
$4.3M 2.77%
14,164
+3,073
+28% +$935K
OKE icon
17
Oneok
OKE
$57.8B
$4.27M 2.75%
58,521
+58,252
+21,655% +$4.46M
QCOM icon
18
Qualcomm
QCOM
$169B
$4.23M 2.73%
25,440
+4,447
+21% +$705K
HPE icon
19
Hewlett Packard
HPE
$70.8B
$4.2M 2.71%
171,108
+18,347
+12% +$406K
BMY icon
20
Bristol-Myers Squibb
BMY
$139B
$4.18M 2.69%
92,656
+17,675
+24% +$825K
MRK icon
21
Merck
MRK
$386B
$4.16M 2.68%
49,562
+7,396
+18% +$609K
TGT icon
22
Target
TGT
$74.2B
$4.09M 2.64%
45,628
+14,234
+45% +$1.4M
BBY icon
23
Best Buy
BBY
$18B
$4.05M 2.61%
53,572
+12,224
+30% +$877K
AMGN icon
24
Amgen
AMGN
$239B
$3.84M 2.47%
13,600
+3,550
+35% +$1.03M
PFE icon
25
Pfizer
PFE
$163B
$3.75M 2.42%
147,234
+29,439
+25% +$727K
1
2 3 4 5

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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.