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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQI icon
176
NEOS Nasdaq 100 High Income ETF
QQQI
$14.1B
– –
-441
Closed -$22.9K
PCMM
177
BondBloxx Private Credit CLO ETF
PCMM
$207M
– –
-295
Closed -$14.9K
NCIQ
178
Hashdex Nasdaq CME Crypto Index ETF
NCIQ
$113M
– –
-186
Closed -$5.1K
4 5 6 7
8

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SWIM
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AIM
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PPA
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AAG
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TI
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HIA
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IAAG
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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.