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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAG icon
151
Stran & Co
SWAG
$32.8M
$830 ﹤0.01%
500
-300
-38% -$482
CARR icon
152
Carrier Global
CARR
$48.2B
$776 ﹤0.01%
13
– –
LULU icon
153
lululemon athletica
LULU
$13.4B
$712 ﹤0.01%
4
– –
CHRD icon
154
Chord Energy
CHRD
$7.7B
$696 ﹤0.01%
7
-8
-53% -$841
SHY icon
155
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$664 ﹤0.01%
8
– –
TARS icon
156
Tarsus Pharmaceuticals
TARS
$3.14B
$594 ﹤0.01%
10
-10
-50% -$492
WU icon
157
Western Union
WU
$2.29B
$400 ﹤0.01%
+50
New +$418
DXC icon
158
DXC Technology
DXC
$1.74B
$218 ﹤0.01%
16
– –
BHVN icon
159
Biohaven
BHVN
$2.17B
$180 ﹤0.01%
12
– –
MRNA icon
160
Moderna
MRNA
$63.4B
$155 ﹤0.01%
6
– –
VFC icon
161
VF Corp
VFC
$5.44B
$32 ﹤0.01%
2
– –
ACB
162
Aurora Cannabis
ACB
$254M
$18 ﹤0.01%
3
– –
ACMR icon
163
ACM Research
ACMR
$5.56B
– –
-25
Closed -$648
AMP icon
164
Ameriprise Financial
AMP
$49.5B
– –
-14
Closed -$7.47K
AVGE icon
165
Avantis All Equity Markets ETF
AVGE
$1.21B
– –
-13
Closed -$1.01K
BABA icon
166
Alibaba
BABA
$286B
– –
-10
Closed -$1.13K
BIDU icon
167
Baidu
BIDU
$31.7B
– –
-7
Closed -$600
COF icon
168
Capital One
COF
$133B
– –
-5
Closed -$1.06K
DIVO icon
169
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.96B
– –
-564
Closed -$24K
JD icon
170
JD.com
JD
$39.7B
– –
-10
Closed -$326
JSI icon
171
Janus Henderson Securitized Income ETF
JSI
$1.55B
– –
-289
Closed -$15.2K
LLY icon
172
Eli Lilly
LLY
$1.1T
– –
-15
Closed -$11.7K
OII icon
173
Oceaneering
OII
$4.97B
– –
-15
Closed -$311
PAYO icon
174
Payoneer
PAYO
$2.41B
– –
-175
Closed -$1.2K
TDC icon
175
Teradata
TDC
$2.55B
– –
-40
Closed -$892
4 5 6
7
8

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PPA
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AAG
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TI
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HIA
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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.