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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+5.18%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$223M
AUM Growth
+$56.5M
Cap. Flow
+$50M
Cap. Flow %
22.37%
Top 10 Hldgs %
30.55%
Holding
159
New
1
Increased
39
Reduced
30
Closed
50

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$6.33M
2
ES icon
Eversource Energy
ES
+$3.89M
3
ORCL icon
Oracle
ORCL
+$3.28M
4
LEN icon
Lennar Class A
LEN
+$2.91M
5
IBM icon
IBM
IBM
+$2.76M

Top Sells

Rank Stock Value
1
BKR icon
Baker Hughes
BKR
+$4.93M
2
RTX icon
RTX Corp
RTX
+$4.13M
3
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$245K
4
JCI icon
Johnson Controls International
JCI
+$226K
5
STX icon
Seagate
STX
+$198K

Sector Composition

Rank Sector Weight
1 Technology 20.75%
2 Financials 14.01%
3 Consumer Discretionary 12.58%
4 Healthcare 11.16%
5 Energy 10.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
126
HP
HPQ
$26.6B
– –
-191
Closed -$4.25K
IJH icon
127
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-155
Closed -$10.2K
JEPQ icon
128
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.3B
– –
-405
Closed -$23.5K
KVUE icon
129
Kenvue
KVUE
$36.6B
– –
-398
Closed -$6.87K
LQD icon
130
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
– –
-17
Closed -$1.87K
LYB icon
131
LyondellBasell Industries
LYB
$20.7B
– –
-654
Closed -$28.3K
MA icon
132
Mastercard
MA
$492B
– –
-5
Closed -$2.85K
MARA icon
133
Marathon Digital Holdings
MARA
$3.74B
– –
-65
Closed -$584
MRNA icon
134
Moderna
MRNA
$24.2B
– –
-6
Closed -$177
NOK icon
135
Nokia
NOK
$52.7B
– –
-200
Closed -$1.29K
NOW icon
136
ServiceNow
NOW
$132B
– –
-10
Closed -$1.53K
PYPL icon
137
PayPal
PYPL
$50.5B
– –
-129
Closed -$7.53K
QQQ icon
138
Invesco QQQ Trust
QQQ
$478B
– –
-2
Closed -$1.23K
RCL icon
139
Royal Caribbean
RCL
$82.1B
– –
-10
Closed -$2.79K
RDVI icon
140
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.7B
– –
-9,324
Closed -$245K
RS icon
141
Reliance Steel & Aluminium
RS
$21.6B
– –
-30
Closed -$8.67K
SBET icon
142
Sharplink Inc
SBET
$1.35B
– –
-450
Closed -$4.02K
SCHD icon
143
Schwab US Dividend Equity ETF
SCHD
$107B
– –
-1,806
Closed -$49.5K
SDVD icon
144
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$939M
– –
-2,163
Closed -$46.4K
SHY icon
145
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-8
Closed -$663
SOUN icon
146
SoundHound AI
SOUN
$3.29B
– –
-629
Closed -$6.27K
STLA icon
147
Stellantis
STLA
$20.5B
– –
-80
Closed -$871
SWAG icon
148
Stran & Co
SWAG
$38M
– –
-500
Closed -$830
TLT icon
149
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-12
Closed -$1.05K
TTD icon
150
Trade Desk
TTD
$6.37B
– –
-136
Closed -$5.16K
3 4 5
6
7

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TCA
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CM
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GCM
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AIA
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CCM
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AFO
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Catherine Avery Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Catherine Avery Investment Management held 159 positions worth $223M, up 34% from $167M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Catherine Avery Investment Management deployed $50M of net new capital in Q1 2026, opening 1 new position and adding to 39 existing holdings. Its largest new stake was Eversource Energy: 55,000 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Baker Hughes, an estimated $4.93M trimmed.

  • Catherine Avery Investment Management's largest Q1 2026 buy was Eversource Energy: 55,000 shares worth $3.81M.
  • Catherine Avery Investment Management added most to Omnicom Group in Q1 2026, an estimated $6.33M increase.
  • Catherine Avery Investment Management's biggest Q1 2026 reduction was Baker Hughes, cutting an estimated $4.93M.
  • Catherine Avery Investment Management fully exited FT Vest Rising Dividend Achievers Target Income ETF in Q1 2026, selling an estimated $245K.
  • Catherine Avery Investment Management's ten largest holdings make up 31% of its $223M portfolio in Q1 2026.
  • Catherine Avery Investment Management opened 1 new position and closed 50 in Q1 2026.
  • Catherine Avery Investment Management's portfolio value rose 34% quarter-over-quarter to $223M.

Based on Catherine Avery Investment Management's 13F filing for Q1 2026, filed 15 May 2026.