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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
126
BP
BP
$110B
$3.85K ﹤0.01%
112
+2
+2% +$67
VIG icon
127
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.67K ﹤0.01%
17
– –
CMCSA icon
128
Comcast
CMCSA
$96.2B
$3.61K ﹤0.01%
115
– –
RCL icon
129
Royal Caribbean
RCL
$78.2B
$3.24K ﹤0.01%
10
– –
DHS icon
130
WisdomTree US High Dividend Fund
DHS
$1.61B
$3.22K ﹤0.01%
32
– –
CVS icon
131
CVS Health
CVS
$119B
$3.09K ﹤0.01%
41
– –
MA icon
132
Mastercard
MA
$525B
$2.84K ﹤0.01%
5
– –
STLA icon
133
Stellantis
STLA
$19.8B
$2.8K ﹤0.01%
300
+25
+9% +$239
T icon
134
AT&T
T
$177B
$2.4K ﹤0.01%
85
+11
+15% +$312
NOK icon
135
Nokia
NOK
$57.8B
$1.92K ﹤0.01%
400
+200
+100% +$904
AFL icon
136
Aflac
AFL
$58.2B
$1.9K ﹤0.01%
17
– –
LQD icon
137
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33.1B
$1.9K ﹤0.01%
17
– –
NOW icon
138
ServiceNow
NOW
$131B
$1.84K ﹤0.01%
10
– –
DIA icon
139
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1.39K ﹤0.01%
3
– –
UBER icon
140
Uber
UBER
$164B
$1.37K ﹤0.01%
14
-8
-36% -$748
GIS icon
141
General Mills
GIS
$21.3B
$1.26K ﹤0.01%
+25
New +$1.25K
GOOG icon
142
Alphabet (Google) Class C
GOOG
$4.2T
$1.22K ﹤0.01%
5
-3
-38% -$631
QQQ icon
143
Invesco QQQ Trust
QQQ
$486B
$1.2K ﹤0.01%
2
– –
AMLX icon
144
Amylyx Pharmaceuticals
AMLX
$4.17B
$1.18K ﹤0.01%
87
– –
TLT icon
145
iShares 20+ Year Treasury Bond ETF
TLT
$47.1B
$1.07K ﹤0.01%
12
– –
LUNR icon
146
Intuitive Machines
LUNR
$2.66B
$1.05K ﹤0.01%
100
+50
+100% +$507
BMNR
147
BitMine Immersion Technologies
BMNR
$15B
$1.04K ﹤0.01%
+20
New +$1.01K
BNS icon
148
Scotiabank
BNS
$113B
$970 ﹤0.01%
+15
New +$884
WPP icon
149
WPP
WPP
$5.75B
$877 ﹤0.01%
+35
New +$956
UPXI icon
150
Upexi
UPXI
$80.1M
$866 ﹤0.01%
+150
New +$912
4 5
6
7 8

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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.