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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
101
Eaton
ETN
$159B
$9.36K 0.01%
25
– –
WMT icon
102
Walmart Inc
WMT
$839B
$8.45K 0.01%
82
– –
RS icon
103
Reliance Steel & Aluminium
RS
$19.6B
$8.43K 0.01%
30
– –
PRU icon
104
Prudential Financial
PRU
$41.5B
$8.3K 0.01%
80
– –
DOV icon
105
Dover
DOV
$27.2B
$7.51K ﹤0.01%
45
– –
KGC icon
106
Kinross Gold
KGC
$39.7B
$7.46K ﹤0.01%
300
– –
SPY icon
107
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$7.33K ﹤0.01%
11
– –
NOC icon
108
Northrop Grumman
NOC
$77.1B
$7.31K ﹤0.01%
12
– –
TTD icon
109
Trade Desk
TTD
$6.23B
$6.67K ﹤0.01%
+136
New +$8.63K
KVUE icon
110
Kenvue
KVUE
$37.1B
$6.46K ﹤0.01%
398
– –
CI icon
111
Cigna
CI
$73.8B
$6.34K ﹤0.01%
22
– –
WFC.PRL icon
112
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.64B
$6.17K ﹤0.01%
5
– –
GEV icon
113
GE Vernova
GEV
$247B
$6.15K ﹤0.01%
10
– –
HON icon
114
Honeywell
HON
$68.4B
$6.11K ﹤0.01%
31
– –
INTC icon
115
Intel
INTC
$462B
$6.07K ﹤0.01%
181
-60
-25% -$1.45K
TMO icon
116
Thermo Fisher Scientific
TMO
$232B
$5.82K ﹤0.01%
12
– –
SBET icon
117
Sharplink Inc
SBET
$1.81B
$5.66K ﹤0.01%
+333
New +$6.54K
CF icon
118
CF Industries
CF
$19.3B
$5.47K ﹤0.01%
61
-5
-8% -$446
HPQ icon
119
HP
HPQ
$27B
$5.2K ﹤0.01%
191
– –
DGRW icon
120
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$4.89K ﹤0.01%
55
– –
CALM icon
121
Cal-Maine
CALM
$3.93B
$4.71K ﹤0.01%
+50
New +$5.34K
UNH icon
122
UnitedHealth
UNH
$356B
$4.49K ﹤0.01%
13
– –
NKE icon
123
Nike
NKE
$58.6B
$4.46K ﹤0.01%
64
-15
-19% -$1.12K
UHS icon
124
Universal Health Services
UHS
$10.4B
$4.29K ﹤0.01%
21
– –
ELV icon
125
Elevance Health
ELV
$86.5B
$4.2K ﹤0.01%
13
– –
3 4
5
6 7

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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.