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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
76
Kimberly-Clark
KMB
$36.9B
$32.3K 0.02%
260
+10
+4% +$1.29K
META icon
77
Meta Platforms (Facebook)
META
$1.45T
$30.8K 0.02%
42
– –
DIS icon
78
Walt Disney
DIS
$192B
$30K 0.02%
262
-150
-36% -$17.7K
BLK icon
79
Blackrock
BLK
$182B
$29.1K 0.02%
25
– –
LOW icon
80
Lowe's Companies
LOW
$120B
$28.1K 0.02%
112
– –
NFLX icon
81
Netflix
NFLX
$342B
$27.6K 0.02%
230
– –
STZ icon
82
Constellation Brands
STZ
$23.1B
$26.9K 0.02%
200
– –
ICE icon
83
Intercontinental Exchange
ICE
$90.8B
$25.6K 0.02%
152
– –
JEPQ icon
84
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.3B
$23.3K 0.02%
405
– –
NEM icon
85
Newmont
NEM
$142B
$23K 0.01%
273
+1
+0.4% +$70
COST icon
86
Costco
COST
$426B
$21.3K 0.01%
23
-5
-18% -$4.79K
DVY icon
87
iShares Select Dividend ETF
DVY
$23.9B
$21.2K 0.01%
149
– –
AMZN icon
88
Amazon
AMZN
$2.82T
$19.5K 0.01%
89
– –
CAG icon
89
Conagra Brands
CAG
$7.81B
$17.4K 0.01%
949
-158,275
-99% -$3.03M
PG icon
90
Procter & Gamble
PG
$338B
$16.7K 0.01%
109
– –
GM icon
91
General Motors
GM
$75.3B
$15.2K 0.01%
250
-50
-17% -$2.79K
BRK.B icon
92
Berkshire Hathaway Class B
BRK.B
$1.08T
$15.1K 0.01%
30
+8
+36% +$3.88K
ADP icon
93
Automatic Data Processing
ADP
$112B
$14.7K 0.01%
50
– –
ETR icon
94
Entergy
ETR
$49.6B
$14.4K 0.01%
154
– –
USFR icon
95
WisdomTree Floating Rate Treasury Fund
USFR
$18.7B
$12.9K 0.01%
256
+3
+1% +$151
MO icon
96
Altria Group
MO
$114B
$11.2K 0.01%
170
-20
-11% -$1.27K
MDLZ icon
97
Mondelez International
MDLZ
$80.4B
$10.5K 0.01%
167
+1
+0.6% +$64
IJH icon
98
iShares Core S&P Mid-Cap ETF
IJH
$125B
$10.1K 0.01%
155
– –
SOUN icon
99
SoundHound AI
SOUN
$3.13B
$10.1K 0.01%
629
– –
NDAQ icon
100
Nasdaq
NDAQ
$55.2B
$9.91K 0.01%
112
– –
2 3
4
5 6

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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.