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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+5.18%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$223M
AUM Growth
+$56.5M
Cap. Flow
+$50M
Cap. Flow %
22.37%
Top 10 Hldgs %
30.55%
Holding
159
New
1
Increased
39
Reduced
30
Closed
50

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$6.33M
2
ES icon
Eversource Energy
ES
+$3.89M
3
ORCL icon
Oracle
ORCL
+$3.28M
4
LEN icon
Lennar Class A
LEN
+$2.91M
5
IBM icon
IBM
IBM
+$2.76M

Top Sells

Rank Stock Value
1
BKR icon
Baker Hughes
BKR
+$4.93M
2
RTX icon
RTX Corp
RTX
+$4.13M
3
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$245K
4
JCI icon
Johnson Controls International
JCI
+$226K
5
STX icon
Seagate
STX
+$198K

Sector Composition

Rank Sector Weight
1 Technology 20.75%
2 Financials 14.01%
3 Consumer Discretionary 12.58%
4 Healthcare 11.16%
5 Energy 10.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
51
NVIDIA
NVDA
$5.27T
$215K 0.1%
1,235
-177
-13% -$32.5K
WM icon
52
Waste Management
WM
$90.7B
$161K 0.07%
700
– –
AXP icon
53
American Express
AXP
$230B
$151K 0.07%
500
-50
-9% -$16.8K
INTU icon
54
Intuit
INTU
$92B
$130K 0.06%
300
– –
ABT icon
55
Abbott
ABT
$190B
$115K 0.05%
1,120
– –
PLTR icon
56
Palantir
PLTR
$420B
$113K 0.05%
770
-54
-7% -$8.26K
EMR icon
57
Emerson Electric
EMR
$91.7B
$98.9K 0.04%
755
-14
-2% -$2.01K
GOOGL icon
58
Alphabet (Google) Class A
GOOGL
$4.2T
$96K 0.04%
334
-317
-49% -$99.6K
MU icon
59
Micron Technology
MU
$981B
$95.2K 0.04%
282
– –
LMT icon
60
Lockheed Martin
LMT
$138B
$93.7K 0.04%
155
-9
-5% -$5.54K
BEN icon
61
Franklin Resources
BEN
$16.9B
$90.8K 0.04%
3,844
-584
-13% -$15K
AWK icon
62
American Water Works
AWK
$27B
$89.8K 0.04%
660
– –
AGI icon
63
Alamos Gold
AGI
$14B
$84.5K 0.04%
1,902
– –
IWD icon
64
iShares Russell 1000 Value ETF
IWD
$84B
$79.1K 0.04%
370
-222
-38% -$48.6K
CINF icon
65
Cincinnati Financial
CINF
$26.6B
$78.7K 0.04%
500
– –
CAT icon
66
Caterpillar
CAT
$388B
$69.4K 0.03%
98
-54
-36% -$37.4K
MO icon
67
Altria Group
MO
$109B
$66K 0.03%
1,000
+830
+488% +$53.4K
PM icon
68
Philip Morris
PM
$290B
$63.7K 0.03%
385
+3
+0.8% +$521
V icon
69
Visa
V
$677B
$59.5K 0.03%
197
-7
-3% -$2.25K
IHI icon
70
iShares US Medical Devices ETF
IHI
$3.47B
$59.3K 0.03%
1,112
– –
SPY icon
71
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$31.9K 0.01%
49
+38
+345% +$25.8K
F icon
72
Ford
F
$55.7B
$31.1K 0.01%
2,691
-652
-20% -$8.59K
NEM icon
73
Newmont
NEM
$124B
$29.7K 0.01%
274
+1
+0.4% +$115
LOW icon
74
Lowe's Companies
LOW
$124B
$26.5K 0.01%
112
– –
ABBV icon
75
AbbVie
ABBV
$442B
$25.3K 0.01%
116
-40
-26% -$8.87K
1 2
3
4 5

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TCA
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CM
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GCM
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AIA
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CCM
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AFO
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Catherine Avery Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Catherine Avery Investment Management held 159 positions worth $223M, up 34% from $167M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Catherine Avery Investment Management deployed $50M of net new capital in Q1 2026, opening 1 new position and adding to 39 existing holdings. Its largest new stake was Eversource Energy: 55,000 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Baker Hughes, an estimated $4.93M trimmed.

  • Catherine Avery Investment Management's largest Q1 2026 buy was Eversource Energy: 55,000 shares worth $3.81M.
  • Catherine Avery Investment Management added most to Omnicom Group in Q1 2026, an estimated $6.33M increase.
  • Catherine Avery Investment Management's biggest Q1 2026 reduction was Baker Hughes, cutting an estimated $4.93M.
  • Catherine Avery Investment Management fully exited FT Vest Rising Dividend Achievers Target Income ETF in Q1 2026, selling an estimated $245K.
  • Catherine Avery Investment Management's ten largest holdings make up 31% of its $223M portfolio in Q1 2026.
  • Catherine Avery Investment Management opened 1 new position and closed 50 in Q1 2026.
  • Catherine Avery Investment Management's portfolio value rose 34% quarter-over-quarter to $223M.

Based on Catherine Avery Investment Management's 13F filing for Q1 2026, filed 15 May 2026.