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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
51
American Express
AXP
$227B
$183K 0.12%
550
-150
-21% -$47.7K
WM icon
52
Waste Management
WM
$88.8B
$155K 0.1%
700
-50
-7% -$11.3K
PLTR icon
53
Palantir
PLTR
$415B
$150K 0.1%
824
– –
ABT icon
54
Abbott
ABT
$201B
$150K 0.1%
1,120
– –
CAT icon
55
Caterpillar
CAT
$373B
$135K 0.09%
283
-5
-2% -$2.13K
IWD icon
56
iShares Russell 1000 Value ETF
IWD
$84.2B
$121K 0.08%
592
– –
EMR icon
57
Emerson Electric
EMR
$86.4B
$101K 0.07%
769
+30
+4% +$4.09K
AWK icon
58
American Water Works
AWK
$27.3B
$91.9K 0.06%
660
– –
GOOGL icon
59
Alphabet (Google) Class A
GOOGL
$4.24T
$90.2K 0.06%
371
– –
CINF icon
60
Cincinnati Financial
CINF
$26.3B
$79K 0.05%
500
– –
LMT icon
61
Lockheed Martin
LMT
$128B
$78.4K 0.05%
157
– –
V icon
62
Visa
V
$717B
$69.6K 0.04%
204
– –
ITW icon
63
Illinois Tool Works
ITW
$80.2B
$68.1K 0.04%
261
– –
IHI icon
64
iShares US Medical Devices ETF
IHI
$3.44B
$66.8K 0.04%
1,112
– –
AGI icon
65
Alamos Gold
AGI
$16.3B
$66.3K 0.04%
1,902
– –
PM icon
66
Philip Morris
PM
$302B
$61.4K 0.04%
379
+3
+0.8% +$505
ABBV icon
67
AbbVie
ABBV
$470B
$60.6K 0.04%
262
+1
+0.4% +$204
SCHD icon
68
Schwab US Dividend Equity ETF
SCHD
$112B
$49.3K 0.03%
1,806
– –
BIL icon
69
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$47.5K 0.03%
518
+314
+154% +$28.8K
MU icon
70
Micron Technology
MU
$1.05T
$47.1K 0.03%
282
+1
+0.4% +$128
SDVD icon
71
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$923M
$46.8K 0.03%
2,163
– –
F icon
72
Ford
F
$55.6B
$40.6K 0.03%
3,393
– –
HD icon
73
Home Depot
HD
$337B
$36.5K 0.02%
90
– –
LYB icon
74
LyondellBasell Industries
LYB
$20.2B
$34.6K 0.02%
706
-51,607
-99% -$2.91M
OMC icon
75
Omnicom Group
OMC
$24.2B
$32.9K 0.02%
403
– –
1 2
3
4 5

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SWIM
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AIM
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PPA
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AAG
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TI
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HIA
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IAAG
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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.