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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+5.18%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$223M
AUM Growth
+$56.5M
Cap. Flow
+$50M
Cap. Flow %
22.37%
Top 10 Hldgs %
30.55%
Holding
159
New
1
Increased
39
Reduced
30
Closed
50

Top Buys

Rank Stock Value
1
OMC icon
Omnicom Group
OMC
+$6.33M
2
ES icon
Eversource Energy
ES
+$3.89M
3
ORCL icon
Oracle
ORCL
+$3.28M
4
LEN icon
Lennar Class A
LEN
+$2.91M
5
IBM icon
IBM
IBM
+$2.76M

Top Sells

Rank Stock Value
1
BKR icon
Baker Hughes
BKR
+$4.93M
2
RTX icon
RTX Corp
RTX
+$4.13M
3
RDVI icon
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
+$245K
4
JCI icon
Johnson Controls International
JCI
+$226K
5
STX icon
Seagate
STX
+$198K

Sector Composition

Rank Sector Weight
1 Technology 20.75%
2 Financials 14.01%
3 Consumer Discretionary 12.58%
4 Healthcare 11.16%
5 Energy 10.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
26
Stanley Black & Decker
SWK
$15.7B
$5.56M 2.49%
78,248
+18,669
+31% +$1.5M
HD icon
27
Home Depot
HD
$353B
$5.51M 2.47%
16,760
+7,058
+73% +$2.57M
TFC icon
28
Truist Financial
TFC
$63.9B
$5.49M 2.46%
119,423
+36,417
+44% +$1.8M
KEY icon
29
KeyCorp
KEY
$24.3B
$5.38M 2.41%
268,094
+77,035
+40% +$1.61M
PKG icon
30
Packaging Corp of America
PKG
$22.9B
$5.35M 2.4%
25,223
+9,204
+57% +$2.05M
QCOM icon
31
Qualcomm
QCOM
$171B
$5.33M 2.38%
41,372
+16,347
+65% +$2.39M
LEN icon
32
Lennar Class A
LEN
$21.1B
$5.08M 2.27%
58,503
+26,958
+85% +$2.91M
STX icon
33
Seagate
STX
$186B
$4.95M 2.21%
12,625
-519
-4% -$198K
ES icon
34
Eversource Energy
ES
$26.8B
$3.81M 1.71%
+55,000
New +$3.89M
MSFT icon
35
Microsoft
MSFT
$3.74T
$2.6M 1.16%
7,019
-113
-2% -$47.3K
VLO icon
36
Valero Energy
VLO
$93.3B
$1.85M 0.83%
7,497
-289
-4% -$59.6K
RTX icon
37
RTX Corp
RTX
$302B
$1.7M 0.76%
8,821
-20,755
-70% -$4.13M
CL icon
38
Colgate-Palmolive
CL
$73.6B
$1.45M 0.65%
17,012
– –
CMI icon
39
Cummins
CMI
$87.1B
$1.24M 0.56%
2,307
-169
-7% -$95.6K
JCI icon
40
Johnson Controls International
JCI
$93.7B
$1.16M 0.52%
8,872
-1,748
-16% -$226K
EVRG icon
41
Evergy
EVRG
$18.9B
$1.16M 0.52%
14,148
-1,135
-7% -$89.7K
XOM icon
42
ExxonMobil
XOM
$657B
$956K 0.43%
5,633
– –
BKR icon
43
Baker Hughes
BKR
$64.3B
$803K 0.36%
13,161
-85,237
-87% -$4.93M
MS icon
44
Morgan Stanley
MS
$338B
$639K 0.29%
3,880
-309
-7% -$53.5K
APD icon
45
Air Products & Chemicals
APD
$68.9B
$490K 0.22%
1,686
+440
+35% +$121K
JNJ icon
46
Johnson & Johnson
JNJ
$626B
$351K 0.16%
1,434
-113
-7% -$26.3K
SUSA icon
47
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$329K 0.15%
2,493
– –
AAPL icon
48
Apple
AAPL
$4.45T
$279K 0.12%
1,100
-408
-27% -$106K
MDT icon
49
Medtronic
MDT
$116B
$253K 0.11%
2,925
-135
-4% -$12.9K
WMB icon
50
Williams Companies
WMB
$88.4B
$247K 0.11%
3,400
– –
1
2
3 4 5

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Catherine Avery Investment Management's Q1 2026 Portfolio in Review

As of Q1 2026, Catherine Avery Investment Management held 159 positions worth $223M, up 34% from $167M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Catherine Avery Investment Management deployed $50M of net new capital in Q1 2026, opening 1 new position and adding to 39 existing holdings. Its largest new stake was Eversource Energy: 55,000 shares worth $3.81M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Baker Hughes, an estimated $4.93M trimmed.

  • Catherine Avery Investment Management's largest Q1 2026 buy was Eversource Energy: 55,000 shares worth $3.81M.
  • Catherine Avery Investment Management added most to Omnicom Group in Q1 2026, an estimated $6.33M increase.
  • Catherine Avery Investment Management's biggest Q1 2026 reduction was Baker Hughes, cutting an estimated $4.93M.
  • Catherine Avery Investment Management fully exited FT Vest Rising Dividend Achievers Target Income ETF in Q1 2026, selling an estimated $245K.
  • Catherine Avery Investment Management's ten largest holdings make up 31% of its $223M portfolio in Q1 2026.
  • Catherine Avery Investment Management opened 1 new position and closed 50 in Q1 2026.
  • Catherine Avery Investment Management's portfolio value rose 34% quarter-over-quarter to $223M.

Based on Catherine Avery Investment Management's 13F filing for Q1 2026, filed 15 May 2026.