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CAIM

Catherine Avery Investment Management Portfolio holdings

AUM $229M
1-Year Est. Return 37.99%
This Fund
S&P 500
This Quarter Est. Return
+9.68%
1 Year Est. Return
+37.99%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$155M
AUM Growth
+$23.6M
Cap. Flow
+$12.6M
Cap. Flow %
8.13%
Top 10 Hldgs %
32.97%
Holding
178
New
12
Increased
37
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
OKE icon
Oneok
OKE
+$4.46M
2
LEN icon
Lennar Class A
LEN
+$3.46M
3
SWK icon
Stanley Black & Decker
SWK
+$3.39M
4
PKG icon
Packaging Corp of America
PKG
+$3.21M
5
UPS icon
United Parcel Service
UPS
+$1.57M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$3.41M
2
CAG icon
Conagra Brands
CAG
+$3.03M
3
LYB icon
LyondellBasell Industries
LYB
+$2.91M
4
BEN icon
Franklin Templeton
BEN
+$2.8M
5
EVRG icon
Evergy
EVRG
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 25.48%
2 Industrials 12.74%
3 Financials 12.52%
4 Energy 12.04%
5 Healthcare 10.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.65T
$3.7M 2.38%
7,147
-60
-0.8% -$30.6K
TFC icon
27
Truist Financial
TFC
$61.4B
$3.56M 2.3%
77,943
+11,649
+18% +$525K
UPS icon
28
United Parcel Service
UPS
$89.5B
$3.54M 2.28%
42,371
+17,313
+69% +$1.57M
LEN icon
29
Lennar Class A
LEN
$21.1B
$3.51M 2.26%
+27,843
New +$3.46M
FCX icon
30
Freeport-McMoran
FCX
$115B
$3.45M 2.23%
88,088
-1,219
-1% -$52.9K
SWK icon
31
Stanley Black & Decker
SWK
$14.9B
$3.43M 2.21%
+46,212
New +$3.39M
PKG icon
32
Packaging Corp of America
PKG
$22B
$3.39M 2.19%
+15,577
New +$3.21M
PSX icon
33
Phillips 66
PSX
$94.5B
$3.11M 2%
22,863
+692
+3% +$88.7K
CL icon
34
Colgate-Palmolive
CL
$72.8B
$1.36M 0.88%
17,012
– –
VLO icon
35
Valero Energy
VLO
$98B
$1.34M 0.86%
7,847
-42
-0.5% -$6.26K
EVRG icon
36
Evergy
EVRG
$18.8B
$1.24M 0.8%
16,258
-34,218
-68% -$2.44M
JCI icon
37
Johnson Controls International
JCI
$85.9B
$1.22M 0.79%
11,095
-80
-0.7% -$8.55K
CMI icon
38
Cummins
CMI
$78.8B
$1.07M 0.69%
2,540
-250
-9% -$95.8K
MS icon
39
Morgan Stanley
MS
$340B
$673K 0.43%
4,232
– –
XOM icon
40
ExxonMobil
XOM
$661B
$635K 0.41%
5,633
-180
-3% -$20K
APD icon
41
Air Products & Chemicals
APD
$67.7B
$598K 0.39%
2,193
-30
-1% -$8.69K
SUSA icon
42
iShares ESG Optimized MSCI USA ETF
SUSA
$4.12B
$338K 0.22%
2,493
– –
AAPL icon
43
Apple
AAPL
$4.52T
$325K 0.21%
1,278
– –
MDT icon
44
Medtronic
MDT
$117B
$292K 0.19%
3,069
-37,127
-92% -$3.41M
JNJ icon
45
Johnson & Johnson
JNJ
$658B
$287K 0.18%
1,547
-223
-13% -$38.2K
NVDA icon
46
NVIDIA
NVDA
$5.16T
$263K 0.17%
1,412
-1,225
-46% -$214K
RDVI icon
47
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.72B
$241K 0.16%
9,324
– –
WMB icon
48
Williams Companies
WMB
$86.9B
$215K 0.14%
3,400
– –
INTU icon
49
Intuit
INTU
$97.8B
$205K 0.13%
300
– –
BEN icon
50
Franklin Templeton
BEN
$17.8B
$201K 0.13%
8,695
-113,200
-93% -$2.8M
1
2
3 4 5

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Catherine Avery Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Catherine Avery Investment Management held 178 positions worth $155M, up 18% from $132M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Catherine Avery Investment Management deployed $12.6M of net new capital in Q3 2025, opening 12 new positions and adding to 37 existing holdings. Its largest new stake was Lennar Class A: 27,843 shares worth $3.51M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Medtronic, an estimated $3.41M trimmed.

  • Catherine Avery Investment Management's largest Q3 2025 buy was Lennar Class A: 27,843 shares worth $3.51M.
  • Catherine Avery Investment Management added most to Oneok in Q3 2025, an estimated $4.46M increase.
  • Catherine Avery Investment Management's biggest Q3 2025 reduction was Medtronic, cutting an estimated $3.41M.
  • Catherine Avery Investment Management fully exited Amplify CWP Enhanced Dividend Income ETF in Q3 2025, selling an estimated $24K.
  • Catherine Avery Investment Management's ten largest holdings make up 33% of its $155M portfolio in Q3 2025.
  • Catherine Avery Investment Management opened 12 new positions and closed 16 in Q3 2025.
  • Catherine Avery Investment Management's portfolio value rose 18% quarter-over-quarter to $155M.

Based on Catherine Avery Investment Management's 13F filing for Q3 2025, filed 5 Jan 2026.