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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APU
176
DELISTED
AmeriGas Partners, L.P.
APU
$294K 0.07%
6,440
– –
VXZ
177
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$289K 0.07%
+5,500
New +$274K
WR
178
DELISTED
Westar Energy Inc
WR
$288K 0.07%
8,443
– –
XLU icon
179
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$287K 0.07%
13,630
-530
-4% -$11.2K
GNRC icon
180
Generac Holdings
GNRC
$12.8B
$284K 0.07%
7,000
– –
IWM icon
181
iShares Russell 2000 ETF
IWM
$82.5B
$269K 0.06%
2,460
– –
MO icon
182
Altria Group
MO
$114B
$267K 0.06%
5,810
– –
V icon
183
Visa
V
$688B
$265K 0.06%
4,960
– –
LNN icon
184
Lindsay Corp
LNN
$1.17B
$259K 0.06%
3,460
– –
SEE
185
DELISTED
Sealed Air
SEE
$259K 0.06%
7,417
– –
OXY icon
186
Occidental Petroleum
OXY
$53.5B
$258K 0.06%
2,800
+260
+10% +$24.9K
PX
187
DELISTED
Praxair Inc
PX
$255K 0.06%
1,980
– –
CHKP icon
188
Check Point Software Technologies
CHKP
$12.8B
$254K 0.06%
+3,670
New +$250K
TE
189
DELISTED
TECO ENERGY INC
TE
$251K 0.06%
14,435
+2,075
+17% +$36.7K
IIM icon
190
Invesco Value Municipal Income Trust
IIM
$593M
$249K 0.06%
16,415
– –
PLAB icon
191
Photronics
PLAB
$1.89B
$245K 0.06%
30,380
+1,000
+3% +$8.46K
SCG
192
DELISTED
Scana
SCG
$244K 0.06%
4,914
– –
EQR icon
193
Equity Residential
EQR
$25.4B
$241K 0.06%
3,909
– –
LHO
194
DELISTED
LaSalle Hotel Properties
LHO
$238K 0.06%
+6,960
New +$249K
DSI icon
195
iShares MSCI KLD 400 Social ETF
DSI
$5.52B
$234K 0.05%
6,370
– –
DE icon
196
Deere & Co
DE
$165B
$230K 0.05%
2,805
-255
-8% -$21.8K
UNH icon
197
UnitedHealth
UNH
$375B
$229K 0.05%
+2,660
New +$225K
SNY icon
198
Sanofi
SNY
$103B
$225K 0.05%
3,980
– –
SPH icon
199
Suburban Propane Partners
SPH
$1.18B
$224K 0.05%
5,025
– –
MMLP icon
200
Martin Midstream Partners
MMLP
$91.9M
$223K 0.05%
5,970
– –
6 7
8
9 10

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Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.