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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.56%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$2.4M
Cap. Flow
-$2.2M
Cap. Flow %
-0.53%
Top 10 Hldgs %
19.57%
Holding
257
New
13
Increased
52
Reduced
105
Closed
7

Top Buys

Rank Stock Value
1
TTE icon
TotalEnergies
TTE
+$404K
2
KN icon
Knowles
KN
+$348K
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$324K
4
DD
Du Pont De Nemours E I
DD
+$318K
5
MYGN icon
Myriad Genetics
MYGN
+$316K

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$840K
2
CELG
Celgene Corp
CELG
+$635K
3
UNP icon
Union Pacific
UNP
+$556K
4
DIS icon
Walt Disney
DIS
+$342K
5
T icon
AT&T
T
+$329K

Sector Composition

Rank Sector Weight
1 Healthcare 16.99%
2 Energy 16.25%
3 Industrials 15.06%
4 Technology 12.63%
5 Financials 7.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNN icon
176
Lindsay Corp
LNN
$1.17B
$305K 0.07%
3,460
– –
STLD icon
177
Steel Dynamics
STLD
$38B
$302K 0.07%
16,968
– –
PLAB icon
178
Photronics
PLAB
$1.92B
$299K 0.07%
35,080
+23,250
+197% +$197K
XLU icon
179
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$299K 0.07%
14,410
-30
-0.2% -$591
WR
180
DELISTED
Westar Energy Inc
WR
$297K 0.07%
8,443
– –
ETP
181
DELISTED
Energy Transfer Partners, L.P.
ETP
$296K 0.07%
6,520
– –
IWM icon
182
iShares Russell 2000 ETF
IWM
$82.7B
$286K 0.07%
2,460
– –
ITT icon
183
ITT
ITT
$19.6B
$281K 0.07%
6,582
-2,025
-24% -$86K
DE icon
184
Deere & Co
DE
$167B
$279K 0.07%
3,072
– –
RAI
185
DELISTED
Reynolds American Inc
RAI
$279K 0.07%
10,460
-920
-8% -$23.2K
APU
186
DELISTED
AmeriGas Partners, L.P.
APU
$272K 0.06%
6,440
– –
GOOG icon
187
Alphabet (Google) Class C
GOOG
$4.39T
$270K 0.06%
9,716
– –
V icon
188
Visa
V
$685B
$268K 0.06%
4,960
– –
LO
189
DELISTED
LORILLARD INC COM STK
LO
$268K 0.06%
+4,955
New +$249K
PX
190
DELISTED
Praxair Inc
PX
$259K 0.06%
1,980
– –
MMLP icon
191
Martin Midstream Partners
MMLP
$88.4M
$257K 0.06%
5,970
– –
SCG
192
DELISTED
Scana
SCG
$252K 0.06%
4,914
– –
SEE
193
DELISTED
Sealed Air
SEE
$249K 0.06%
7,567
-200
-3% -$6.52K
PPL
194
PPL Corp
PPL
$26.1B
$247K 0.06%
+7,993
New +$232K
SABA
195
Saba Capital Income & Opportunities Fund II
SABA
$223M
$247K 0.06%
15,368
– –
BKH icon
196
Black Hills Corp
BKH
$5.52B
$245K 0.06%
4,250
– –
RGCO icon
197
RGC Resources
RGCO
$224M
$244K 0.06%
19,242
– –
PETM
198
DELISTED
PETSMART INC
PETM
$243K 0.06%
+3,520
New +$233K
PBA icon
199
Pembina Pipeline
PBA
$27.8B
$239K 0.06%
6,267
– –
IIM icon
200
Invesco Value Municipal Income Trust
IIM
$595M
$236K 0.06%
16,415
– –
6 7
8
9 10

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SM
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DDPOM
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JCM
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Catawba Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Catawba Capital Management held 257 positions worth $419M, up 0.58% from $417M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management's Q1 2014 filing shows 13 new, 52 increased, 105 reduced and 7 closed positions. Its largest new stake was TotalEnergies: 4,038,408,026 shares worth $418K. The largest sale was DuPont de Nemours, an estimated $840K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q1 2014 buy was TotalEnergies: 4,038,408,026 shares worth $418K.
  • Catawba Capital Management added most to KINDER MORGAN ENER PNTRS L.P. in Q1 2014, an estimated $324K increase.
  • Catawba Capital Management's biggest Q1 2014 reduction was Union Pacific, cutting an estimated $556K.
  • Catawba Capital Management fully exited DuPont de Nemours in Q1 2014, selling an estimated $840K.
  • Catawba Capital Management's ten largest holdings make up 20% of its $419M portfolio in Q1 2014.
  • Catawba Capital Management opened 13 new positions and closed 7 in Q1 2014.
  • Catawba Capital Management's portfolio value rose 0.58% quarter-over-quarter to $419M.

Based on Catawba Capital Management's 13F filing for Q1 2014, filed 3 Apr 2014.