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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
151
US Bancorp
USB
$99.6B
$443K 0.11%
10,965
+350
+3% +$13.4K
XLG icon
152
Invesco S&P 500 Top 50 ETF
XLG
$11B
$443K 0.11%
34,150
– –
TT icon
153
Trane Technologies
TT
$101B
$441K 0.11%
7,160
-1,867
-21% -$103K
CCC
154
DELISTED
Calgon Carbon Corp
CCC
$430K 0.1%
20,890
+7,490
+56% +$150K
CMCSA icon
155
Comcast
CMCSA
$87.2B
$425K 0.1%
16,342
– –
BWA icon
156
BorgWarner
BWA
$13B
$419K 0.1%
8,506
– –
WPZ
157
DELISTED
Williams Partners L.P.
WPZ
$413K 0.1%
+7,740
New +$379K
DVY icon
158
iShares Select Dividend ETF
DVY
$23.8B
$398K 0.1%
5,575
-350
-6% -$24.3K
GNRC icon
159
Generac Holdings
GNRC
$11.9B
$396K 0.1%
7,000
– –
ALTR
160
DELISTED
Altera Corp
ALTR
$391K 0.09%
12,035
+2,125
+21% +$71.1K
BRCM
161
DELISTED
BROADCOM CORP CL-A
BRCM
$388K 0.09%
13,080
-2,600
-17% -$70.8K
CAT icon
162
Caterpillar
CAT
$404B
$376K 0.09%
4,140
– –
CLX icon
163
Clorox
CLX
$12.7B
$375K 0.09%
+4,039
New +$364K
ITT icon
164
ITT
ITT
$17.7B
$374K 0.09%
8,607
+185
+2% +$7.35K
GD icon
165
General Dynamics
GD
$103B
$373K 0.09%
3,901
– –
PM icon
166
Philip Morris
PM
$292B
$362K 0.09%
4,154
-50
-1% -$4.37K
SPLV icon
167
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$360K 0.09%
10,870
+3,465
+47% +$112K
AMID
168
DELISTED
American Midstream Partners, LP
AMID
$347K 0.08%
+12,800
New +$297K
STLD icon
169
Steel Dynamics
STLD
$37B
$332K 0.08%
16,968
-3,500
-17% -$64.1K
MCK icon
170
McKesson
MCK
$96.8B
$325K 0.08%
2,012
-75
-4% -$11.5K
UTG icon
171
Reaves Utility Income Fund
UTG
$3.55B
$308K 0.07%
12,540
-327
-3% -$8.03K
WPM icon
172
Wheaton Precious Metals
WPM
$50.8B
$307K 0.07%
15,230
-9,365
-38% -$203K
VMC icon
173
Vulcan Materials
VMC
$36.7B
$297K 0.07%
4,995
-15
-0.3% -$828
APU
174
DELISTED
AmeriGas Partners, L.P.
APU
$287K 0.07%
6,440
+1,340
+26% +$58.3K
LNN icon
175
Lindsay Corp
LNN
$1.15B
$286K 0.07%
3,460
+590
+21% +$46K
5 6
7
8 9

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.