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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
151
US Bancorp
USB
$100B
$388K 0.1%
10,615
– –
BWA icon
152
BorgWarner
BWA
$13.7B
$380K 0.1%
8,506
– –
WPZ
153
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$379K 0.1%
7,600
+74
+1% +$3.54K
CMCSA icon
154
Comcast
CMCSA
$87.8B
$369K 0.1%
16,342
– –
ALTR
155
DELISTED
Altera Corp
ALTR
$368K 0.1%
+9,910
New +$355K
PM icon
156
Philip Morris
PM
$294B
$364K 0.1%
4,204
-150
-3% -$13.1K
ET icon
157
Energy Transfer Partners
ET
$70B
$355K 0.09%
21,560
– –
CAT icon
158
Caterpillar
CAT
$401B
$345K 0.09%
4,140
– –
STLD icon
159
Steel Dynamics
STLD
$38.1B
$342K 0.09%
20,468
– –
GD icon
160
General Dynamics
GD
$104B
$341K 0.09%
3,901
– –
UTG icon
161
Reaves Utility Income Fund
UTG
$3.58B
$316K 0.08%
12,867
-128
-1% -$3.13K
RIG icon
162
Transocean
RIG
$5.69B
$315K 0.08%
7,078
– –
ITT icon
163
ITT
ITT
$18.2B
$303K 0.08%
8,422
– –
GNRC icon
164
Generac Holdings
GNRC
$12.8B
$298K 0.08%
7,000
– –
VXZ
165
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$291K 0.08%
3,875
+625
+19% +$49.2K
MMLP icon
166
Martin Midstream Partners
MMLP
$91.9M
$280K 0.07%
5,970
– –
RAI
167
DELISTED
Reynolds American Inc
RAI
$278K 0.07%
11,380
– –
RGCO icon
168
RGC Resources
RGCO
$226M
$273K 0.07%
21,231
– –
XLU icon
169
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$271K 0.07%
14,530
-140
-1% -$2.67K
MCK icon
170
McKesson
MCK
$103B
$268K 0.07%
2,087
– –
SPH icon
171
Suburban Propane Partners
SPH
$1.18B
$260K 0.07%
5,550
– –
VMC icon
172
Vulcan Materials
VMC
$37.2B
$260K 0.07%
5,010
– –
WR
173
DELISTED
Westar Energy Inc
WR
$259K 0.07%
8,443
-1,950
-19% -$62.3K
SABA
174
Saba Capital Income & Opportunities Fund II
SABA
$224M
$257K 0.07%
15,368
– –
CCC
175
DELISTED
Calgon Carbon Corp
CCC
$254K 0.07%
+13,400
New +$240K
5 6
7
8 9

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SM
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IIM
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Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.