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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
126
McDonald's
MCD
$195B
$616K 0.15%
6,350
– –
SLV icon
127
iShares Silver Trust
SLV
$29.9B
$614K 0.15%
32,795
-6,938
-17% -$139K
BBWI icon
128
Bath & Body Works
BBWI
$4.19B
$608K 0.15%
12,168
-501
-4% -$25K
NS
129
DELISTED
NuStar Energy L.P.
NS
$608K 0.15%
11,922
+800
+7% +$37.1K
FRT icon
130
Federal Realty Investment Trust
FRT
$10.5B
$605K 0.15%
5,967
– –
GTU
131
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$592K 0.14%
14,270
-2,115
-13% -$93.8K
HSY icon
132
Hershey
HSY
$36.1B
$573K 0.14%
5,892
– –
WMB icon
133
Williams Companies
WMB
$87.8B
$573K 0.14%
+14,860
New +$534K
KLAC icon
134
KLA
KLAC
$252B
$565K 0.14%
87,600
+10,800
+14% +$68.1K
COV
135
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$565K 0.14%
8,292
-64
-0.8% -$4.16K
CEF icon
136
Sprott Physical Gold and Silver Trust
CEF
$7.86B
$563K 0.14%
42,520
-9,145
-18% -$129K
TWC
137
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$562K 0.13%
4,150
-150
-3% -$18.6K
UDR icon
138
UDR
UDR
$12.4B
$557K 0.13%
23,843
-1,440
-6% -$34.5K
PBT
139
Permian Basin Royalty Trust
PBT
$1.61B
$554K 0.13%
43,066
– –
ET icon
140
Energy Transfer Partners
ET
$70B
$539K 0.13%
26,360
+4,800
+22% +$86.4K
RDS.A
141
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$535K 0.13%
8,031
– –
ED icon
142
Consolidated Edison
ED
$39.9B
$528K 0.13%
9,550
– –
SE
143
DELISTED
Spectra Energy Corp Wi
SE
$516K 0.12%
14,498
-486
-3% -$16.7K
RGP
144
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$516K 0.12%
19,650
+1,200
+7% +$30.6K
ROST icon
145
Ross Stores
ROST
$81.2B
$507K 0.12%
13,520
-120
-0.9% -$4.51K
HAL icon
146
Halliburton
HAL
$26.6B
$493K 0.12%
9,708
+150
+2% +$7.75K
GLD icon
147
SPDR Gold Trust
GLD
$138B
$488K 0.12%
4,205
– –
DOC icon
148
Healthpeak Properties
DOC
$15B
$481K 0.12%
14,556
-714
-5% -$25.5K
LINE
149
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$461K 0.11%
14,980
-4,560
-23% -$132K
ADI icon
150
Analog Devices
ADI
$184B
$449K 0.11%
8,825
– –
4 5
6
7 8

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.