We are live on ! Find out more
CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
101
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$860K 0.2%
17,207
– –
LLY icon
102
Eli Lilly
LLY
$1.02T
$854K 0.2%
13,168
– –
LUMN icon
103
Lumen
LUMN
$6.32B
$853K 0.2%
20,858
+1,850
+10% +$72.7K
DOC icon
104
Healthpeak Properties
DOC
$15.1B
$843K 0.2%
23,300
+9,268
+66% +$351K
MWE
105
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$843K 0.2%
10,975
– –
TXN icon
106
Texas Instruments
TXN
$253B
$836K 0.19%
17,535
-255
-1% -$12.2K
GEL icon
107
Genesis Energy
GEL
$1.82B
$824K 0.19%
15,655
-4,305
-22% -$234K
TGP
108
DELISTED
Teekay LNG Partners L.P.
TGP
$788K 0.18%
18,085
– –
ET icon
109
Energy Transfer Partners
ET
$70.2B
$785K 0.18%
25,460
– –
CBRL icon
110
Cracker Barrel
CBRL
$1.29B
$752K 0.18%
7,290
– –
ALTR
111
DELISTED
Altera Corp
ALTR
$749K 0.17%
20,940
+370
+2% +$12.9K
ADT
112
DELISTED
ADT Corp
ADT
$746K 0.17%
21,033
-96
-0.5% -$3.4K
D icon
113
Dominion Energy
D
$59.8B
$744K 0.17%
10,764
– –
TWX
114
DELISTED
Time Warner Inc
TWX
$724K 0.17%
9,626
-66
-0.7% -$5.11K
ARLP icon
115
Alliance Resource Partners
ARLP
$3.3B
$721K 0.17%
16,834
+350
+2% +$16.7K
TOO
116
DELISTED
Teekay Offshore Partners L.P.
TOO
$716K 0.17%
21,320
– –
FRT icon
117
Federal Realty Investment Trust
FRT
$10.5B
$698K 0.16%
5,892
-75
-1% -$9.2K
RTN
118
DELISTED
Raytheon Company
RTN
$698K 0.16%
6,865
-150
-2% -$14.4K
CCC
119
DELISTED
Calgon Carbon Corp
CCC
$691K 0.16%
35,675
-2,800
-7% -$59.8K
MCHP icon
120
Microchip Technology
MCHP
$42B
$688K 0.16%
29,140
-1,000
-3% -$23.9K
IWR icon
121
iShares Russell Mid-Cap ETF
IWR
$57B
$680K 0.16%
17,180
– –
BWP
122
DELISTED
Boardwalk Pipeline Partners
BWP
$673K 0.16%
36,016
-10,297
-22% -$197K
KLAC icon
123
KLA
KLAC
$253B
$670K 0.16%
85,100
+6,500
+8% +$49K
SE
124
DELISTED
Spectra Energy Corp Wi
SE
$668K 0.16%
17,023
-2,540
-13% -$105K
COV
125
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$662K 0.15%
7,657
-600
-7% -$53.1K
3 4
5
6 7

Similar funds

CS
Credential Securities Vancouver $440M AUM 9.75% 1-Year Est. Return
IAMA
Impax Asset Management (AIFM) London, United Kingdom $377M AUM 11.03% 1-Year Est. Return
SM
Seminole Management New York $375M AUM 23.46% 1-Year Est. Return
IIM
Ivory Investment Management New York $496M AUM 4.8% 1-Year Est. Return
DDPOM
Delta Dental Plan of Michigan Okemos, Michigan $333M AUM
JCM
Jafra Capital Management New York $289M AUM 51.44% 1-Year Est. Return
AAC
Asset Advisors Corp Augusta, Georgia $575M AUM 14.42% 1-Year Est. Return
VNA
VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.