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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
101
Freeport-McMoran
FCX
$99.9B
$767K 0.2%
23,186
+1,300
+6% +$39.7K
CEF icon
102
Sprott Physical Gold and Silver Trust
CEF
$7.87B
$759K 0.2%
51,665
+2,600
+5% +$38.7K
GTU
103
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$757K 0.2%
16,385
+765
+5% +$36K
BRK.B icon
104
Berkshire Hathaway Class B
BRK.B
$1.12T
$753K 0.2%
6,630
-60
-0.9% -$6.92K
JCI icon
105
Johnson Controls International
JCI
$93.5B
$746K 0.2%
17,169
+6,349
+59% +$269K
TXN icon
106
Texas Instruments
TXN
$254B
$739K 0.19%
18,340
– –
CNK icon
107
Cinemark Holdings
CNK
$4.42B
$735K 0.19%
23,165
+145
+0.6% +$4.36K
DRC
108
DELISTED
DRESSER-RAND GROUP INC
DRC
$700K 0.18%
11,225
+5,615
+100% +$351K
RTN
109
DELISTED
Raytheon Company
RTN
$690K 0.18%
8,950
-75
-0.8% -$5.57K
D icon
110
Dominion Energy
D
$60B
$682K 0.18%
10,914
– –
LLY icon
111
Eli Lilly
LLY
$1.04T
$675K 0.18%
13,418
– –
IWV icon
112
iShares Russell 3000 ETF
IWV
$20.3B
$659K 0.17%
6,511
+1,795
+38% +$180K
SJM icon
113
J.M. Smucker
SJM
$12.7B
$658K 0.17%
6,262
– –
MWE
114
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$657K 0.17%
9,095
+240
+3% +$16.4K
TWX
115
DELISTED
Time Warner Inc
TWX
$638K 0.17%
10,109
-292
-3% -$17.5K
MCHP icon
116
Microchip Technology
MCHP
$42.5B
$628K 0.16%
+31,150
New +$617K
BBWI icon
117
Bath & Body Works
BBWI
$4.17B
$626K 0.16%
12,669
-62
-0.5% -$2.84K
MDR
118
DELISTED
McDermott International
MDR
$625K 0.16%
28,058
– –
KRFT
119
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$622K 0.16%
11,847
– –
ARLP icon
120
Alliance Resource Partners
ARLP
$3.26B
$618K 0.16%
16,684
– –
PBT
121
Permian Basin Royalty Trust
PBT
$1.63B
$614K 0.16%
43,066
– –
KO icon
122
Coca-Cola
KO
$374B
$611K 0.16%
16,130
– –
MCD icon
123
McDonald's
MCD
$193B
$611K 0.16%
6,350
– –
WPM icon
124
Wheaton Precious Metals
WPM
$55.4B
$609K 0.16%
24,595
– –
NOC icon
125
Northrop Grumman
NOC
$78.8B
$606K 0.16%
6,363
-60
-0.9% -$5.55K
3 4
5
6 7

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SM
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IIM
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DDPOM
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JCM
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AAC
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VNA
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Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.