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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
76
Aflac
AFL
$63.7B
$1.43M 0.33%
49,170
+1,400
+3% +$42.6K
MMP
77
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.41M 0.33%
16,788
-80
-0.5% -$6.65K
ABT icon
78
Abbott
ABT
$182B
$1.37M 0.32%
33,018
-580
-2% -$24.5K
XYL icon
79
Xylem
XYL
$28.4B
$1.28M 0.3%
36,065
– –
AEP icon
80
American Electric Power
AEP
$68.8B
$1.26M 0.29%
24,087
-975
-4% -$51.6K
JCI icon
81
Johnson Controls International
JCI
$93.9B
$1.22M 0.28%
26,385
– –
AZN icon
82
AstraZeneca
AZN
$249B
$1.21M 0.28%
16,880
– –
PCL
83
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.2M 0.28%
30,682
-250
-0.8% -$10.4K
TCP
84
DELISTED
TC Pipelines LP
TCP
$1.18M 0.27%
17,395
– –
AMGN icon
85
Amgen
AMGN
$218B
$1.15M 0.27%
8,201
-680
-8% -$88.8K
STI
86
DELISTED
SunTrust Banks, Inc.
STI
$1.09M 0.25%
28,648
– –
HAL icon
87
Halliburton
HAL
$26.6B
$1.07M 0.25%
16,668
-1,285
-7% -$88.1K
GSK icon
88
GSK
GSK
$103B
$1.02M 0.24%
17,836
– –
PNR icon
89
Pentair
PNR
$10.9B
$1M 0.23%
22,746
-2,292
-9% -$106K
NGLS
90
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$994K 0.23%
13,740
-940
-6% -$66K
RGP
91
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$939K 0.22%
28,786
– –
ITW icon
92
Illinois Tool Works
ITW
$85.2B
$925K 0.22%
10,963
-1,085
-9% -$93.9K
IWV icon
93
iShares Russell 3000 ETF
IWV
$20.3B
$925K 0.22%
7,924
-200
-2% -$23.6K
BRK.B icon
94
Berkshire Hathaway Class B
BRK.B
$1.12T
$916K 0.21%
6,630
– –
NS
95
DELISTED
NuStar Energy L.P.
NS
$912K 0.21%
13,832
+350
+3% +$22.7K
CMLP
96
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$901K 0.21%
39,745
+510
+1% +$11.4K
EPB
97
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$889K 0.21%
22,125
– –
CNK icon
98
Cinemark Holdings
CNK
$4.41B
$877K 0.2%
25,760
– –
VTI icon
99
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$870K 0.2%
8,595
-385
-4% -$39.4K
DRI icon
100
Darden Restaurants
DRI
$23.8B
$867K 0.2%
18,848
– –
2 3
4
5 6

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Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.