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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
51
Bristol-Myers Squibb
BMY
$135B
$2.92M 0.68%
56,967
-300
-0.5% -$15K
COP icon
52
ConocoPhillips
COP
$144B
$2.88M 0.67%
37,633
-1,125
-3% -$92.1K
XOM icon
53
ExxonMobil
XOM
$638B
$2.85M 0.66%
30,279
+209
+0.7% +$20.8K
T icon
54
AT&T
T
$160B
$2.82M 0.66%
105,815
+2,383
+2% +$63.4K
LH icon
55
Labcorp
LH
$25.3B
$2.79M 0.65%
31,944
– –
WELL icon
56
Welltower
WELL
$167B
$2.79M 0.65%
44,712
+2,710
+6% +$175K
NVS icon
57
Novartis
NVS
$291B
$2.77M 0.64%
32,806
+140
+0.4% +$11.3K
DVN icon
58
Devon Energy
DVN
$50.8B
$2.74M 0.64%
40,160
-6,750
-14% -$502K
FLR icon
59
Fluor
FLR
$7.2B
$2.72M 0.63%
40,691
-34
-0.1% -$2.5K
MRK icon
60
Merck
MRK
$316B
$2.62M 0.61%
46,296
– –
LLL
61
DELISTED
L3 Technologies, Inc.
LLL
$2.56M 0.6%
21,505
+15
+0.1% +$1.7K
HON icon
62
Honeywell
HON
$78.9B
$2.56M 0.59%
30,533
-546
-2% -$46.4K
EMR icon
63
Emerson Electric
EMR
$89B
$2.38M 0.55%
38,001
-2,755
-7% -$179K
ABBV icon
64
AbbVie
ABBV
$431B
$2.36M 0.55%
40,864
-920
-2% -$51.1K
EEP
65
DELISTED
Enbridge Energy Partners
EEP
$2.19M 0.51%
56,369
-2,000
-3% -$72K
BPL
66
DELISTED
Buckeye Partners, L.P.
BPL
$2.13M 0.5%
26,805
-1,535
-5% -$122K
RTX icon
67
RTX Corp
RTX
$294B
$2M 0.47%
30,177
-2,343
-7% -$161K
SO icon
68
Southern Company
SO
$107B
$1.92M 0.45%
44,026
– –
TYC
69
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.89M 0.44%
40,444
-96
-0.2% -$4.47K
DOV icon
70
Dover
DOV
$28.3B
$1.83M 0.43%
28,242
-2,235
-7% -$157K
PNC icon
71
PNC Financial Services
PNC
$101B
$1.81M 0.42%
21,156
-150
-0.7% -$12.8K
NSC icon
72
Norfolk Southern
NSC
$76.7B
$1.77M 0.41%
15,865
-100
-0.6% -$10.6K
SWK icon
73
Stanley Black & Decker
SWK
$15.5B
$1.67M 0.39%
18,788
-20
-0.1% -$1.79K
TEVA icon
74
Teva Pharmaceuticals
TEVA
$40.1B
$1.59M 0.37%
29,564
– –
ETP
75
DELISTED
Energy Transfer Partners L.p.
ETP
$1.59M 0.37%
24,815
– –
1 2
3
4 5

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Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.