Catalyst Capital Advisors’s Hanmi Financial HAFC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-45,000	Closed	-$985K	–	327
2013 Q4	$985K	Buy	45,000 +35,000	+350%	+$766K	0.32%	105
2013 Q3	$166K	Buy	+10,000	New	+$166K	0.09%	230