Castle Creek Arbitrage’s Clean Energy Special Situations Corp. Unit SWSSU Stock Holding History

Castle Creek Arbitrage’s Portfolio SWSSU Stock Details SWSSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-37,244	Closed	-$186K	–	563
2022 Q3	$186K	Hold	37,244	–	–	0.01%	381
2022 Q2	$185K	Hold	37,244	–	–	0.01%	379
2022 Q1	$186K	Sell	37,244 -159,900	-81%	-$801K	0.01%	423
2021 Q4	$989K	Hold	197,144	–	–	0.05%	313
2021 Q3	$983K	Buy	+197,144	New	+$978K	0.06%	259

Other funds holding SWSSU

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $448M AUM 8.38% 1-Year Est. Return

CSS

Cubist Systematic Strategies Stamford, Connecticut $21B AUM 21.48% 1-Year Est. Return

SMA

Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

Castle Creek Arbitrage's SWSSU Position: Q4 2022 in Review

Castle Creek Arbitrage sold out of Clean Energy Special Situations Corp. Unit (SWSSU) in Q4 2022, closing a stake of 37,244 shares — an estimated $186K sold.

Castle Creek Arbitrage first reported a position in SWSSU in Q3 2021 and held it in 5 quarters. The position peaked at $989K in Q4 2021. 11 funds tracked by Wall St. Rank hold SWSSU as of Q4 2022.

Castle Creek Arbitrage reported no remaining Clean Energy Special Situations Corp. Unit position as of Q4 2022 after selling out during the quarter.
Castle Creek Arbitrage sold 37,244 Clean Energy Special Situations Corp. Unit shares in Q4 2022, an estimated $186K.
Castle Creek Arbitrage first reported a position in Clean Energy Special Situations Corp. Unit in Q3 2021 and held it in 5 quarters.
Castle Creek Arbitrage's Clean Energy Special Situations Corp. Unit position peaked at $989K in Q4 2021.
11 funds tracked by Wall St. Rank held Clean Energy Special Situations Corp. Unit as of Q4 2022.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.